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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGZ icon
451
iShares Agency Bond ETF
AGZ
$559M
$1.14M 0.04%
10,526
-310
-3% -$33.3K
PAAS icon
452
Pan American Silver
PAAS
$18.5B
$1.14M 0.04%
62,592
+22,104
+55% +$380K
FTSL icon
453
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$1.14M 0.04%
25,146
-56,755
-69% -$2.58M
CINF icon
454
Cincinnati Financial
CINF
$28.6B
$1.14M 0.04%
10,147
+1,019
+11% +$116K
SJM icon
455
J.M. Smucker
SJM
$12.8B
$1.13M 0.04%
7,189
-14
-0.2% -$2.13K
LIT icon
456
Global X Lithium & Battery Tech ETF
LIT
$1.49B
$1.13M 0.04%
17,728
-75
-0.4% -$4.84K
NI icon
457
NiSource
NI
$22.2B
$1.12M 0.04%
40,155
+1,717
+4% +$47K
BWA icon
458
BorgWarner
BWA
$12.9B
$1.12M 0.04%
25,936
+19,215
+286% +$796K
DES icon
459
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$1.12M 0.04%
39,213
-1,887
-5% -$56.5K
VCIT icon
460
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$1.12M 0.04%
13,957
+207
+2% +$16.4K
ET icon
461
Energy Transfer Partners
ET
$68.8B
$1.12M 0.04%
89,565
+1,774
+2% +$22.4K
HEFA icon
462
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.48B
$1.11M 0.04%
37,785
+16,331
+76% +$471K
ONON icon
463
On Holding
ONON
$12.4B
$1.11M 0.04%
+35,870
New +$812K
FGD icon
464
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.52B
$1.11M 0.04%
50,325
-12,394
-20% -$283K
RWL icon
465
Invesco S&P 500 Revenue ETF
RWL
$9.55B
$1.11M 0.04%
14,595
-1,461
-9% -$111K
MDLZ icon
466
Mondelez International
MDLZ
$78B
$1.1M 0.04%
15,768
-1,979
-11% -$131K
VICI icon
467
VICI Properties
VICI
$29.8B
$1.09M 0.04%
33,536
+1,571
+5% +$52K
CARZ icon
468
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$45M
$1.09M 0.04%
21,453
+901
+4% +$42.8K
NUS icon
469
Nu Skin
NUS
$250M
$1.09M 0.04%
27,791
– –
OXY icon
470
Occidental Petroleum
OXY
$55.6B
$1.09M 0.04%
17,473
-5,107
-23% -$317K
GDX icon
471
VanEck Gold Miners ETF
GDX
$23B
$1.09M 0.04%
33,710
-12,348
-27% -$373K
IBHC
472
DELISTED
iShares iBonds 2023 Term High Yield and Income ETF
IBHC
$1.09M 0.04%
46,148
+13,855
+43% +$326K
PTNQ icon
473
Pacer Trendpilot 100 ETF
PTNQ
$1.19B
$1.09M 0.04%
19,845
-4,245
-18% -$218K
LVHI icon
474
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.32B
$1.09M 0.04%
+40,359
New +$1.08M
KHC icon
475
Kraft Heinz
KHC
$31B
$1.09M 0.04%
28,128
+71
+0.3% +$2.81K
17 18
19
20 21

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.