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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFEB icon
451
FT Vest US Equity Deep Buffer ETF February
DFEB
$458M
$1.07M 0.04%
32,128
-4,523
-12% -$151K
XLC icon
452
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$1.07M 0.04%
22,249
+1,412
+7% +$69.1K
VCIT icon
453
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$1.07M 0.04%
13,750
+1,993
+17% +$153K
AGZD icon
454
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$128M
$1.07M 0.04%
+49,042
New +$1.11M
FITB
455
Fifth Third Bancorp
FITB
$52B
$1.06M 0.04%
32,247
-2,821
-8% -$96.3K
NSC icon
456
Norfolk Southern
NSC
$78.8B
$1.06M 0.04%
4,287
+63
+1% +$14.9K
NI icon
457
NiSource
NI
$22.4B
$1.05M 0.04%
38,438
+4,701
+14% +$124K
DAPR icon
458
FT Vest US Equity Deep Buffer ETF April
DAPR
$306M
$1.05M 0.04%
35,766
+25,100
+235% +$740K
DRSK icon
459
Aptus Defined Risk ETF
DRSK
$1.49B
$1.05M 0.04%
41,155
-8,041
-16% -$206K
SHEL icon
460
Shell
SHEL
$245B
$1.05M 0.04%
18,499
+3,035
+20% +$167K
OHI icon
461
Omega Healthcare
OHI
$15.4B
$1.05M 0.04%
37,672
+2,819
+8% +$85K
FMF icon
462
First Trust Managed Futures Strategy Fund
FMF
$250M
$1.05M 0.04%
22,033
+949
+5% +$47K
LIT icon
463
Global X Lithium & Battery Tech ETF
LIT
$1.49B
$1.04M 0.04%
17,803
-1,108
-6% -$74K
TJX icon
464
TJX Companies
TJX
$170B
$1.04M 0.04%
13,092
-21
-0.2% -$1.55K
GUNR icon
465
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.19B
$1.04M 0.04%
23,973
+8,685
+57% +$368K
ET icon
466
Energy Transfer Partners
ET
$70.1B
$1.04M 0.04%
87,791
-2,956
-3% -$35.5K
VICI icon
467
VICI Properties
VICI
$29.4B
$1.04M 0.04%
31,965
+17,735
+125% +$570K
B
468
Barrick Mining
B
$62.2B
$1.03M 0.04%
60,005
+10,231
+21% +$163K
BSJP
469
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$1.03M 0.04%
46,596
-278
-0.6% -$6.17K
HRL icon
470
Hormel Foods
HRL
$13.9B
$1.03M 0.04%
22,595
-2,379
-10% -$111K
ALB icon
471
Albemarle
ALB
$13.5B
$1.02M 0.04%
4,702
+490
+12% +$131K
BSJO
472
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$1.02M 0.04%
46,073
-150
-0.3% -$3.32K
LRCX icon
473
Lam Research
LRCX
$382B
$1.02M 0.04%
24,240
-1,090
-4% -$45.6K
BAB icon
474
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$1.02M 0.04%
39,564
-3,464
-8% -$88.7K
XT icon
475
iShares Future Exponential Technologies ETF
XT
$3.77B
$1.02M 0.04%
21,456
-728
-3% -$34.9K
17 18
19
20 21

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.