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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.36B
AUM Growth
+$225M
Cap. Flow
+$26.2M
Cap. Flow %
0.78%
Top 10 Hldgs %
18.93%
Holding
1,527
New
202
Increased
746
Reduced
440
Closed
114

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$8.48M
2
GLD icon
SPDR Gold Trust
GLD
+$8.07M
3
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.11M
4
DVN icon
Devon Energy
DVN
+$7.08M
5
NUE icon
Nucor
NUE
+$7.07M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$25.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$18.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$17.8M
4
IVZ icon
Invesco
IVZ
+$8.42M
5
ISCG icon
iShares Morningstar Small-Cap Growth ETF
ISCG
+$7.9M

Sector Composition

Rank Sector Weight
1 Technology 10.94%
2 Consumer Discretionary 6.38%
3 Financials 4.83%
4 Healthcare 4.46%
5 Communication Services 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
451
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$1.34M 0.04%
28,295
-1,144
-4% -$52.9K
HYD icon
452
VanEck High Yield Muni ETF
HYD
$4.44B
$1.33M 0.04%
20,910
-294
-1% -$18.5K
ADSK icon
453
Autodesk
ADSK
$44.3B
$1.33M 0.04%
4,546
+1,114
+32% +$318K
WORK
454
DELISTED
Slack Technologies, Inc.
WORK
$1.33M 0.04%
29,956
-14,341
-32% -$614K
XBI icon
455
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$1.33M 0.04%
9,795
+1,952
+25% +$257K
MEAR icon
456
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$1.32M 0.04%
26,293
+715
+3% +$35.9K
GDX icon
457
VanEck Gold Miners ETF
GDX
$23B
$1.32M 0.04%
38,790
-20,174
-34% -$737K
ARKF icon
458
ARK Blockchain & Fintech Innovation ETF
ARKF
$718M
$1.32M 0.04%
24,312
-12,669
-34% -$648K
EMLP icon
459
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$1.31M 0.04%
53,705
+15,262
+40% +$370K
TRV icon
460
Travelers Companies
TRV
$80.8B
$1.31M 0.04%
8,777
+226
+3% +$35.1K
OKTA icon
461
Okta
OKTA
$24.1B
$1.31M 0.04%
5,356
+911
+20% +$220K
IYE icon
462
iShares US Energy ETF
IYE
$1.74B
$1.3M 0.04%
44,673
+36,614
+454% +$1.02M
AGNT
463
AGNT Inc
AGNT
$664M
$1.29M 0.04%
33,404
+498
+2% +$17.2K
XEL icon
464
Xcel Energy
XEL
$51B
$1.29M 0.04%
19,644
-2,056
-9% -$143K
TWLO icon
465
Twilio
TWLO
$29.1B
$1.29M 0.04%
3,272
+166
+5% +$57.6K
CARR icon
466
Carrier Global
CARR
$57.2B
$1.28M 0.04%
26,389
+9,821
+59% +$439K
B
467
Barrick Mining
B
$62.2B
$1.28M 0.04%
61,976
+5,701
+10% +$129K
XSOE icon
468
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.03B
$1.27M 0.04%
+30,235
New +$1.25M
COP icon
469
ConocoPhillips
COP
$147B
$1.27M 0.04%
20,808
+2,449
+13% +$136K
PNC icon
470
PNC Financial Services
PNC
$100B
$1.27M 0.04%
6,641
+210
+3% +$39.4K
VDE icon
471
Vanguard Energy ETF
VDE
$10.1B
$1.26M 0.04%
16,649
-3,324
-17% -$241K
APTO
472
DELISTED
Aptose Biosciences, Inc.
APTO
$1.26M 0.04%
845
+120
+17% +$261K
SMH icon
473
VanEck Semiconductor ETF
SMH
$67.6B
$1.26M 0.04%
9,590
+3,434
+56% +$424K
XLSR icon
474
State Street US Sector Rotation ETF
XLSR
$996M
$1.25M 0.04%
28,097
+6,269
+29% +$272K
PRF icon
475
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$1.24M 0.04%
38,700
+9,835
+34% +$313K
17 18
19
20 21

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Sigma Planning Corp's Q2 2021 Portfolio in Review

As of Q2 2021, Sigma Planning Corp held 1,527 positions worth $3.36B, up 7.2% from $3.13B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q2 2021 filing shows 202 new, 746 increased, 440 reduced and 114 closed positions. Its largest new stake was Devon Energy: 273,908 shares worth $8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q2 2021 buy was Devon Energy: 273,908 shares worth $8M.
  • Sigma Planning Corp added most to Invesco QQQ Trust in Q2 2021, an estimated $8.48M increase.
  • Sigma Planning Corp's biggest Q2 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $25.1M.
  • Sigma Planning Corp fully exited iShares Morningstar Small-Cap Growth ETF in Q2 2021, selling an estimated $7.9M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.36B portfolio in Q2 2021.
  • Sigma Planning Corp opened 202 new positions and closed 114 in Q2 2021.
  • Sigma Planning Corp's portfolio value rose 7.2% quarter-over-quarter to $3.36B.

Based on Sigma Planning Corp's 13F filing for Q2 2021, filed 13 Aug 2021.