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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVGO icon
451
PUT
Broadcom
AVGO
$1.66T
$1.16M 0.04%
+25,000
New +$1.16M
NUE icon
452
Nucor
NUE
$60.3B
$1.15M 0.04%
14,304
+2,033
+17% +$123K
SUSA icon
453
iShares ESG Optimized MSCI USA ETF
SUSA
$4.03B
$1.14M 0.04%
13,015
+4,463
+52% +$381K
BLK icon
454
Blackrock
BLK
$164B
$1.14M 0.04%
1,514
-90
-6% -$65.3K
PTLC icon
455
Pacer Trendpilot US Large Cap ETF
PTLC
$3.32B
$1.14M 0.04%
32,837
-1,912
-6% -$64.5K
HYLD
456
DELISTED
High Yield ETF
HYLD
$1.14M 0.04%
35,154
+8,355
+31% +$270K
IIPR icon
457
Innovative Industrial Properties
IIPR
$1.56B
$1.13M 0.04%
6,276
-2,292
-27% -$439K
VXUS icon
458
Vanguard Total International Stock ETF
VXUS
$163B
$1.13M 0.04%
18,035
+1,892
+12% +$119K
PNC icon
459
PNC Financial Services
PNC
$92.6B
$1.13M 0.04%
6,431
+247
+4% +$40.7K
CWB icon
460
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.56B
$1.11M 0.04%
13,375
+982
+8% +$84.9K
B
461
Barrick Mining
B
$72B
$1.11M 0.04%
56,275
-12,101
-18% -$261K
MPT
462
Medical Properties Trust
MPT
$2.18B
$1.11M 0.04%
52,362
+8,303
+19% +$179K
TSM icon
463
TSMC
TSM
$2.23T
$1.11M 0.04%
9,417
+6,025
+178% +$746K
AN icon
464
AutoNation
AN
$5.83B
$1.11M 0.04%
11,918
-525
-4% -$42.1K
PPL
465
PPL Corp
PPL
$25.2B
$1.11M 0.04%
38,437
+4,100
+12% +$115K
NXTG icon
466
First Trust Indxx NextG ETF
NXTG
$576M
$1.11M 0.04%
15,133
+7,904
+109% +$572K
SPHD icon
467
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.34B
$1.1M 0.04%
25,760
+415
+2% +$16.7K
FXR icon
468
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$704M
$1.1M 0.04%
19,391
+7,966
+70% +$425K
USB icon
469
US Bancorp
USB
$93.9B
$1.09M 0.04%
19,805
+695
+4% +$34.7K
SRPT icon
470
Sarepta Therapeutics
SRPT
$2.22B
$1.08M 0.03%
14,548
-181
-1% -$16.7K
IWN icon
471
iShares Russell 2000 Value ETF
IWN
$14.2B
$1.08M 0.03%
6,783
+253
+4% +$38.2K
PSX icon
472
Phillips 66
PSX
$109B
$1.08M 0.03%
13,268
+1,068
+9% +$83.8K
ZBRA icon
473
Zebra Technologies
ZBRA
$16.4B
$1.08M 0.03%
2,230
+485
+28% +$216K
AFL icon
474
Aflac
AFL
$58.5B
$1.07M 0.03%
20,949
-626
-3% -$30K
VTWO icon
475
Vanguard Russell 2000 ETF
VTWO
$16.9B
$1.07M 0.03%
12,028
+1,576
+15% +$139K
17 18
19
20 21

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.