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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRVY
451
GRAVITY
GRVY
$432M
$832K 0.03%
+5,801
New +$499K
TRTN
452
DELISTED
Triton International Limited
TRTN
$832K 0.03%
20,456
-1,989
-9% -$68K
BSJL
453
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$832K 0.03%
36,268
+589
+2% +$13.6K
HYLS icon
454
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$828K 0.03%
17,553
+7,483
+74% +$354K
DT icon
455
Dynatrace
DT
$12.7B
$823K 0.03%
20,052
-9,139
-31% -$374K
IGM icon
456
iShares Expanded Tech Sector ETF
IGM
$9.93B
$822K 0.03%
15,960
+7,008
+78% +$354K
FTSL icon
457
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$820K 0.03%
17,817
+378
+2% +$17.4K
ATVI
458
DELISTED
Activision Blizzard
ATVI
$813K 0.03%
10,044
+741
+8% +$60.1K
EEM icon
459
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$812K 0.03%
18,422
-6,767
-27% -$297K
AKAM icon
460
Akamai
AKAM
$16.4B
$810K 0.03%
7,328
+2,775
+61% +$308K
DBEF icon
461
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.17B
$807K 0.03%
26,356
+2,257
+9% +$69.4K
PVH icon
462
PVH
PVH
$3.82B
$807K 0.03%
13,530
-1,207
-8% -$66.4K
FNV icon
463
Franco-Nevada
FNV
$41.4B
$805K 0.03%
5,766
+3,055
+113% +$454K
PRU icon
464
Prudential Financial
PRU
$42.2B
$802K 0.03%
12,632
-37
-0.3% -$2.43K
PTMC icon
465
Pacer Trendpilot US Mid Cap ETF
PTMC
$394M
$802K 0.03%
29,393
-2,322
-7% -$64.3K
DSI icon
466
iShares MSCI KLD 400 Social ETF
DSI
$5.16B
$797K 0.03%
+12,456
New +$787K
LEN icon
467
Lennar Class A
LEN
$20.4B
$796K 0.03%
10,061
+5,194
+107% +$369K
VXUS icon
468
Vanguard Total International Stock ETF
VXUS
$153B
$796K 0.03%
15,248
+2,880
+23% +$151K
MPT
469
Medical Properties Trust
MPT
$2.91B
$785K 0.03%
44,507
+462
+1% +$8.6K
TAN icon
470
Invesco Solar ETF
TAN
$1.47B
$778K 0.03%
+12,003
New +$603K
ADSK icon
471
Autodesk
ADSK
$47.8B
$777K 0.03%
3,365
-2,481
-42% -$590K
FAAR icon
472
First Trust Alternative Absolute Return Strategy ETF
FAAR
$191M
$777K 0.03%
29,145
+11,332
+64% +$303K
SLYG icon
473
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.06B
$772K 0.03%
13,084
+162
+1% +$9.68K
K
474
DELISTED
Kellanova
K
$771K 0.03%
12,715
-457
-3% -$29K
DBC icon
475
Invesco DB Commodity Index Tracking Fund
DBC
$1.67B
$759K 0.03%
58,128
+2,103
+4% +$27.4K
17 18
19
20 21

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.