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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-11.6%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
-$326M
Cap. Flow
-$109M
Cap. Flow %
-7.95%
Top 10 Hldgs %
20.72%
Holding
1,027
New
79
Increased
349
Reduced
397
Closed
176

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.3M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.09M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$4.48M
4
NEE icon
NextEra Energy
NEE
+$3.58M
5
FREL icon
Fidelity MSCI Real Estate Index ETF
FREL
+$3.46M

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$9.25M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$8.45M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$8.33M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.91M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M

Sector Composition

Rank Sector Weight
1 Technology 6.61%
2 Financials 4.8%
3 Healthcare 4.66%
4 Industrials 4.14%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCIU
451
DELISTED
Global X Scientific Beta US ETF
SCIU
$490K 0.04%
17,537
+9,360
+114% +$288K
XAR icon
452
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.07B
$487K 0.04%
6,166
-1,241
-17% -$109K
CAH icon
453
Cardinal Health
CAH
$53.4B
$484K 0.04%
10,850
+5,908
+120% +$308K
FDL icon
454
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$483K 0.04%
17,718
+3,406
+24% +$98.9K
IGM icon
455
iShares Expanded Tech Sector ETF
IGM
$9.94B
$482K 0.04%
16,848
+1,140
+7% +$35.3K
XMMO icon
456
Invesco S&P MidCap Momentum ETF
XMMO
$7.39B
$482K 0.04%
10,715
-1,506
-12% -$71.9K
EMLP icon
457
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$480K 0.03%
22,394
-5,366
-19% -$123K
IGOV icon
458
iShares International Treasury Bond ETF
IGOV
$1.34B
$480K 0.03%
9,908
-1,154
-10% -$55.1K
OEF icon
459
iShares S&P 100 ETF
OEF
$19.8B
$480K 0.03%
4,302
-112
-3% -$13.5K
PTY icon
460
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$475K 0.03%
30,964
-8,571
-22% -$138K
MDIV icon
461
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$473K 0.03%
28,121
-357
-1% -$6.36K
BPYU
462
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$473K 0.03%
+29,400
New +$537K
TLT icon
463
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$470K 0.03%
3,868
+1,401
+57% +$162K
CBRL icon
464
Cracker Barrel
CBRL
$1.2B
$469K 0.03%
2,931
-1,413
-33% -$232K
CIG icon
465
CEMIG Preferred Shares
CIG
$6.09B
$467K 0.03%
+257,584
New +$390K
SJM icon
466
J.M. Smucker
SJM
$12.6B
$465K 0.03%
+4,970
New +$519K
MJ icon
467
Amplify Alternative Harvest ETF
MJ
$101M
$463K 0.03%
1,546
+808
+109% +$308K
HAL icon
468
Halliburton
HAL
$27.9B
$460K 0.03%
17,306
-3,970
-19% -$134K
FSK icon
469
FS KKR Capital
FSK
$2.98B
$459K 0.03%
22,161
-10,308
-32% -$257K
QDEF icon
470
FlexShares Quality Dividend Defensive Index Fund
QDEF
$543M
$459K 0.03%
11,600
-1,791
-13% -$79K
JNK icon
471
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$458K 0.03%
4,544
+361
+9% +$37.7K
NOC icon
472
Northrop Grumman
NOC
$77B
$457K 0.03%
1,866
+13
+0.7% +$3.59K
AMT icon
473
American Tower
AMT
$77.7B
$450K 0.03%
2,845
+258
+10% +$40.3K
PDBC icon
474
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
$450K 0.03%
29,858
-957
-3% -$16.4K
JQC icon
475
Nuveen Credit Strategies Income Fund
JQC
$702M
$449K 0.03%
+60,686
New +$465K
17 18
19
20 21

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Sigma Planning Corp's Q4 2018 Portfolio in Review

As of Q4 2018, Sigma Planning Corp held 1,027 positions worth $1.37B, down 19% from $1.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp withdrew a net $109M in Q4 2018, closing 176 positions and reducing 397 holdings. Its most notable exit was VictoryShares US Small Cap Volatility Wtd ETF, an estimated $4.21M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sigma Planning Corp opened a new position in State Street SPDR Bloomberg 1-3 Month T-Bill ETF worth $2.31M.

  • Sigma Planning Corp's largest Q4 2018 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 25,302 shares worth $2.31M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $9.3M increase.
  • Sigma Planning Corp's biggest Q4 2018 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $9.25M.
  • Sigma Planning Corp fully exited VictoryShares US Small Cap Volatility Wtd ETF in Q4 2018, selling an estimated $4.21M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $1.37B portfolio in Q4 2018.
  • Sigma Planning Corp opened 79 new positions and closed 176 in Q4 2018.
  • Sigma Planning Corp's portfolio value fell 19% quarter-over-quarter to $1.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2018, filed 31 Jan 2019.