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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
Cap. Flow
+$124M
Cap. Flow %
7.28%
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.41M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$7.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.44M
5
AMZN icon
Amazon
AMZN
+$6.37M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$7.04M
2
USO icon
United States Oil Fund
USO
+$4.36M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.28M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.74M
5
CPRT icon
Copart
CPRT
+$3.33M

Sector Composition

Rank Sector Weight
1 Technology 8.09%
2 Financials 4.85%
3 Healthcare 4.83%
4 Consumer Discretionary 4.56%
5 Industrials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSJM
451
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$558K 0.03%
22,645
+3,492
+18% +$85.9K
IGM icon
452
iShares Expanded Tech Sector ETF
IGM
$9.94B
$548K 0.03%
+15,708
New +$533K
IAT icon
453
iShares US Regional Banks ETF
IAT
$685M
$547K 0.03%
11,160
+4,067
+57% +$208K
JCI icon
454
Johnson Controls International
JCI
$87.5B
$547K 0.03%
15,625
-5,060
-24% -$187K
PZA icon
455
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
$546K 0.03%
22,027
+4,149
+23% +$104K
FAST icon
456
Fastenal
FAST
$54B
$545K 0.03%
37,592
-1,784
-5% -$25.4K
FE icon
457
FirstEnergy
FE
$28.9B
$545K 0.03%
14,670
+1,761
+14% +$64.3K
BOND icon
458
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$544K 0.03%
5,314
+1,643
+45% +$169K
NOK icon
459
Nokia
NOK
$50.8B
$543K 0.03%
97,378
+711
+0.7% +$3.95K
XMLV icon
460
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$543K 0.03%
11,188
+2,135
+24% +$103K
DEO icon
461
Diageo
DEO
$46.2B
$542K 0.03%
3,822
+224
+6% +$32.2K
IRM icon
462
Iron Mountain
IRM
$38.2B
$542K 0.03%
15,688
+4,045
+35% +$144K
SLY
463
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$542K 0.03%
7,178
+185
+3% +$14K
ADM icon
464
Archer Daniels Midland
ADM
$41.4B
$541K 0.03%
10,767
+2,405
+29% +$118K
NOW icon
465
ServiceNow
NOW
$102B
$541K 0.03%
13,825
+4,710
+52% +$178K
VXF icon
466
Vanguard Extended Market ETF
VXF
$30.3B
$538K 0.03%
4,390
-160
-4% -$19.6K
TIER
467
DELISTED
TIER REIT, Inc.
TIER
$536K 0.03%
22,252
-450
-2% -$10.7K
IGOV icon
468
iShares International Treasury Bond ETF
IGOV
$1.34B
$533K 0.03%
11,062
-40,086
-78% -$1.95M
DG icon
469
Dollar General
DG
$25.9B
$531K 0.03%
4,855
-81
-2% -$8.42K
MDIV icon
470
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$528K 0.03%
28,478
+949
+3% +$17.7K
HCA icon
471
HCA Healthcare
HCA
$84.8B
$526K 0.03%
+3,779
New +$470K
KR icon
472
Kroger
KR
$34.8B
$525K 0.03%
18,044
+6,920
+62% +$206K
IUSB icon
473
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$521K 0.03%
10,603
-2,267
-18% -$112K
AGN
474
DELISTED
Allergan plc
AGN
$521K 0.03%
2,736
+130
+5% +$23.9K
FLTR icon
475
VanEck IG Floating Rate ETF
FLTR
$2.93B
$518K 0.03%
20,436
+1,262
+7% +$31.9K
17 18
19
20 21

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Sigma Planning Corp's Q3 2018 Portfolio in Review

As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.

  • Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
  • Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
  • Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
  • Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
  • Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.