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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-6.12%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$631M
AUM Growth
-$93.2M
Cap. Flow
-$43.6M
Cap. Flow %
-6.91%
Top 10 Hldgs %
19.2%
Holding
790
New
84
Increased
251
Reduced
320
Closed
119

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.14M
2
GNL icon
Global Net Lease
GNL
+$3.09M
3
SDS icon
ProShares UltraShort S&P500
SDS
+$2.42M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.23M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.03M

Top Sells

Rank Stock Value
1
VQT
iPath S&P VEQTOR ETN
VQT
+$3.85M
2
AAPL icon
Apple
AAPL
+$3.73M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.09M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.84M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$2.84M

Sector Composition

Rank Sector Weight
1 Healthcare 6.11%
2 Technology 5.58%
3 Consumer Staples 5.25%
4 Financials 4.57%
5 Industrials 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JAKK icon
451
Jakks Pacific
JAKK
$280M
$281K 0.04%
+3,294
New +$310K
USB icon
452
US Bancorp
USB
$99.6B
$280K 0.04%
6,820
-139
-2% -$6.02K
SCZ icon
453
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$279K 0.04%
5,847
-23,141
-80% -$1.15M
NFJ
454
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$276K 0.04%
21,608
-2,025
-9% -$28.1K
FTNT icon
455
Fortinet
FTNT
$112B
$275K 0.04%
32,335
+620
+2% +$5.49K
RWR icon
456
State Street SPDR Dow Jones REIT ETF
RWR
$1.93B
$274K 0.04%
3,184
-140
-4% -$12.2K
XHB icon
457
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$274K 0.04%
8,014
+1,623
+25% +$59.6K
AIG icon
458
American International
AIG
$41.9B
$273K 0.04%
4,809
-20
-0.4% -$1.22K
SOXS icon
459
Direxion Daily Semiconductor Bear 3X ETF
SOXS
$1.74B
– –
0
– –
CBI
460
DELISTED
Chicago Bridge & Iron Nv
CBI
$272K 0.04%
+6,846
New +$317K
AIVL icon
461
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$271K 0.04%
4,035
-2,236
-36% -$159K
KKR icon
462
KKR & Co
KKR
$89.2B
$271K 0.04%
16,129
-1,194
-7% -$25.4K
OXY icon
463
Occidental Petroleum
OXY
$57B
$270K 0.04%
4,092
-223
-5% -$15.6K
FAST icon
464
Fastenal
FAST
$54B
$269K 0.04%
+29,352
New +$291K
FPX icon
465
First Trust US Equity Opportunities ETF
FPX
$1.51B
$265K 0.04%
5,438
-1,284
-19% -$68.6K
WES
466
DELISTED
Western Gas Partners Lp
WES
$265K 0.04%
+5,669
New +$320K
ADRD
467
DELISTED
Invesco BLDRS Developed Markets 100 ADR Index Fund
ADRD
$264K 0.04%
12,769
-6,096
-32% -$138K
HTS
468
DELISTED
HATTERAS FINANCIAL CORP
HTS
$262K 0.04%
17,289
+160
+0.9% +$2.61K
JCI icon
469
Johnson Controls International
JCI
$87.5B
$261K 0.04%
6,023
+196
+3% +$9.03K
VPU
470
Vanguard Utilities ETF
VPU
$8.83B
$261K 0.04%
2,809
-622
-18% -$57.7K
DY icon
471
Dycom Industries
DY
$12.9B
$260K 0.04%
+3,597
New +$249K
CPB icon
472
Campbell Soup
CPB
$6.51B
$259K 0.04%
5,103
+698
+16% +$34.3K
PKW icon
473
Invesco BuyBack Achievers ETF
PKW
$1.69B
$259K 0.04%
5,926
-266
-4% -$12.5K
ET icon
474
Energy Transfer Partners
ET
$70.1B
$258K 0.04%
+12,390
New +$350K
HOG icon
475
Harley-Davidson
HOG
$2.68B
$258K 0.04%
4,691
-193
-4% -$10.9K
17 18
19
20 21

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Sigma Planning Corp's Q3 2015 Portfolio in Review

As of Q3 2015, Sigma Planning Corp held 790 positions worth $631M, down 13% from $724M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp withdrew a net $43.6M in Q3 2015, closing 119 positions and reducing 320 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $2.72M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, down from 6.5% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sigma Planning Corp opened a new position in Global Net Lease worth $3.33M.

  • Sigma Planning Corp's largest Q3 2015 buy was Global Net Lease: 120,845 shares worth $3.33M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $7.14M increase.
  • Sigma Planning Corp's biggest Q3 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $3.85M.
  • Sigma Planning Corp fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $631M portfolio in Q3 2015.
  • Sigma Planning Corp opened 84 new positions and closed 119 in Q3 2015.
  • Sigma Planning Corp's portfolio value fell 13% quarter-over-quarter to $631M.

Based on Sigma Planning Corp's 13F filing for Q3 2015, filed 2 Nov 2015.