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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ED icon
426
Consolidated Edison
ED
$41.6B
$1.38M 0.04%
13,681
-860
-6% -$86.3K
RWJ icon
427
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.03B
$1.37M 0.04%
28,454
-1,147
-4% -$53.1K
FSIG icon
428
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.51B
$1.37M 0.04%
71,418
-3,657
-5% -$70.1K
RUM icon
429
RUM Group Inc
RUM
$1.57B
$1.37M 0.04%
189,125
-490
-0.3% -$4K
JGRO icon
430
JPMorgan Active Growth ETF
JGRO
$9.38B
$1.37M 0.04%
14,593
-2,998
-17% -$268K
BSCR icon
431
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.58B
$1.36M 0.04%
69,140
+4,719
+7% +$92.9K
ADP icon
432
Automatic Data Processing
ADP
$100B
$1.36M 0.04%
4,634
-1,119
-19% -$337K
FMAG icon
433
Fidelity Magellan ETF
FMAG
$247M
$1.36M 0.04%
38,503
+6,775
+21% +$236K
WEC icon
434
WEC Energy
WEC
$37.7B
$1.35M 0.04%
11,792
-319
-3% -$34.6K
IYF icon
435
iShares US Financials ETF
IYF
$4.39B
$1.34M 0.04%
10,585
+170
+2% +$21K
TECB icon
436
iShares US Tech Breakthrough Multisector ETF
TECB
$455M
$1.34M 0.04%
22,131
-1,393
-6% -$81.4K
SLQD icon
437
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
$1.33M 0.04%
26,240
+116
+0.4% +$5.87K
ILDR icon
438
First Trust Innovation Leaders ETF
ILDR
$292M
$1.33M 0.04%
+41,165
New +$1.26M
AEE icon
439
Ameren
AEE
$31.5B
$1.33M 0.04%
12,744
+8,117
+175% +$810K
FRT icon
440
Federal Realty Investment Trust
FRT
$10.9B
$1.33M 0.04%
13,110
-49
-0.4% -$4.74K
CGXU icon
441
Capital Group International Focus Equity ETF
CGXU
$6.12B
$1.32M 0.04%
44,604
+3,857
+9% +$108K
PSX icon
442
Phillips 66
PSX
$82.9B
$1.31M 0.04%
9,659
-1,020
-10% -$131K
K
443
DELISTED
Kellanova
K
$1.31M 0.04%
15,921
-1,386
-8% -$110K
XPO icon
444
XPO
XPO
$25B
$1.3M 0.04%
10,050
-819
-8% -$106K
SKYY icon
445
First Trust Cloud Computing ETF
SKYY
$2.74B
$1.29M 0.04%
9,599
-269
-3% -$33.9K
DD icon
446
DuPont de Nemours
DD
$18.6B
$1.29M 0.04%
13,150
-17
-0.1% -$1.6K
ROK icon
447
Rockwell Automation
ROK
$51.4B
$1.28M 0.04%
3,651
-231
-6% -$79.8K
HELO icon
448
JPMorgan Hedged Equity Laddered Overlay ETF
HELO
$4.14B
$1.27M 0.04%
19,585
+1,029
+6% +$65.7K
MNST icon
449
Monster Beverage
MNST
$91.4B
$1.27M 0.04%
18,892
+8,314
+79% +$519K
XYZ
450
Block Inc
XYZ
$45.9B
$1.27M 0.04%
17,590
+978
+6% +$73.2K
16 17
18
19 20

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WB
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SCM
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VPC
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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.