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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
(-52%)
Cap. Flow
-$1.54B
Cap. Flow
% of AUM
-120.75%
Top 10 Holdings %
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$13.3M |
| 2 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$4.14M |
| 3 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$3.81M |
| 4 |
iShares Global 100 ETF
IOO
|
+$3.78M |
| 5 |
Invesco S&P 500 Top 50 ETF
XLG
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$96.4M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$77.7M |
| 3 |
Amazon
AMZN
|
+$31.1M |
| 4 |
Microsoft
MSFT
|
+$30.5M |
| 5 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$25.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.58% |
| 2 | Healthcare | 4.94% |
| 3 | Consumer Discretionary | 4.41% |
| 4 | Financials | 4.22% |
| 5 | Industrials | 3.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
American Electric Power
AEP
$73.7B
| $552K | 0.04% |
6,796
-5,437
| -44% | -$422K |
|
427
Emerson Electric
EMR
$82.9B
| $551K | 0.04% |
5,663
-5,072
| -47% | -$464K |
|
428
Rockwell Automation
ROK
$51.4B
| $550K | 0.04% |
1,771
-2,904
| -62% | -$814K |
|
|
MRO
429
DELISTED
Marathon Oil Corporation
MRO
| $543K | 0.04% |
22,487
-16,506
| -42% | -$425K |
|
430
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
| $543K | 0.04% |
4,624
-35,175
| -88% | -$3.78M |
|
431
Dimensional US Targeted Value ETF
DFAT
$14.5B
| $541K | 0.04% |
+10,340
| New | +$483K |
|
432
Carrier Global
CARR
$57.2B
| $541K | 0.04% |
9,416
-9,848
| -51% | -$521K |
|
433
Mondelez International
MDLZ
$77.7B
| $540K | 0.04% |
7,452
-7,650
| -51% | -$524K |
|
434
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$1.87B
| $539K | 0.04% |
8,045
| – | – |
|
435
Airbnb
ABNB
$83.7B
| $535K | 0.04% |
3,929
-474
| -11% | -$61.1K |
|
436
iShares iBonds Dec 2026 Term Treasury ETF
IBTG
$2.25B
| $534K | 0.04% |
+23,378
| New | +$528K |
|
437
JPMorgan International Bond Opportunities ETF
JPIB
$2.07B
| $532K | 0.04% |
11,138
-9,462
| -46% | -$436K |
|
438
Tractor Supply
TSCO
$16.3B
| $529K | 0.04% |
12,305
-2,085
| -14% | -$85.2K |
|
439
iShares Agency Bond ETF
AGZ
$553M
| $529K | 0.04% |
4,877
-5,173
| -51% | -$551K |
|
440
Pacer Global Cash Cows Dividend ETF
GCOW
$3.33B
| $527K | 0.04% |
15,383
-33,595
| -69% | -$1.1M |
|
441
CSX Corp
CSX
$98.6B
| $525K | 0.04% |
15,136
-29,923
| -66% | -$953K |
|
442
Vanguard International Dividend Appreciation ETF
VIGI
$8.89B
| $524K | 0.04% |
6,604
-14,086
| -68% | -$1.04M |
|
443
T. Rowe Price
TROW
$25B
| $521K | 0.04% |
4,833
-7,976
| -62% | -$794K |
|
444
Enterprise Products Partners
EPD
$83.8B
| $520K | 0.04% |
19,724
-20,303
| -51% | -$541K |
|
445
Humana
HUM
$46.7B
| $519K | 0.04% |
1,134
-657
| -37% | -$324K |
|
446
Valero Energy
VLO
$89.8B
| $519K | 0.04% |
3,992
-6,632
| -62% | -$844K |
|
447
Vanguard Total International Stock ETF
VXUS
$153B
| $518K | 0.04% |
8,943
-21,043
| -70% | -$1.15M |
|
448
S&P Global
SPGI
$126B
| $518K | 0.04% |
1,176
-698
| -37% | -$275K |
|
449
Air Products & Chemicals
APD
$66.3B
| $518K | 0.04% |
1,891
-5,117
| -73% | -$1.41M |
|
|
EFC
450
Ellington Financial
EFC
$1.68B
| $518K | 0.04% |
40,726
-24,757
| -38% | -$314K |
|
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Sigma Planning Corp's Q4 2023 Portfolio in Review
As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.
- Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
- Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
- Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
- Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
- Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
- Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.
Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.