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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
-$17.5M
Cap. Flow %
-0.66%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.58%
2 Technology 11.22%
3 Healthcare 4.68%
4 Consumer Discretionary 4.34%
5 Financials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSJP
426
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$1.1M 0.04%
49,045
+781
+2% +$17.6K
BSJO
427
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$1.1M 0.04%
48,969
+1,150
+2% +$25.9K
FDHY icon
428
Fidelity High Yield Factor ETF
FDHY
$613M
$1.1M 0.04%
24,028
-2,940
-11% -$137K
EPD icon
429
Enterprise Products Partners
EPD
$82.9B
$1.1M 0.04%
40,027
+5,505
+16% +$147K
BLK icon
430
Blackrock
BLK
$163B
$1.09M 0.04%
1,690
-149
-8% -$104K
WMB icon
431
Williams Companies
WMB
$87.7B
$1.09M 0.04%
32,257
+91
+0.3% +$3.11K
OIH icon
432
VanEck Oil Services ETF
OIH
$1.97B
$1.09M 0.04%
3,148
+1,521
+93% +$514K
QCLN icon
433
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$554M
$1.08M 0.04%
25,383
-1,404
-5% -$68.6K
BTI icon
434
British American Tobacco
BTI
$120B
$1.07M 0.04%
34,204
+9,926
+41% +$327K
NI icon
435
NiSource
NI
$19.6B
$1.07M 0.04%
43,205
+3,045
+8% +$82.3K
CARR icon
436
Carrier Global
CARR
$44.7B
$1.06M 0.04%
19,264
-406
-2% -$22.3K
AGZ icon
437
iShares Agency Bond ETF
AGZ
$634M
$1.06M 0.04%
10,050
+359
+4% +$38.2K
NEAR icon
438
iShares Short Maturity Bond ETF
NEAR
$5.15B
$1.06M 0.04%
21,232
+1,182
+6% +$58.8K
AI icon
439
C3.ai
AI
$1.73B
$1.06M 0.04%
41,421
-28,335
-41% -$946K
JEPQ icon
440
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$42.5B
$1.06M 0.04%
22,522
+10,325
+85% +$497K
NMFC icon
441
New Mountain Finance
NMFC
$681M
$1.06M 0.04%
81,469
-2,766
-3% -$35.3K
VOT icon
442
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19B
$1.05M 0.04%
5,400
-336
-6% -$68.6K
MU icon
443
Micron Technology
MU
$1.1T
$1.05M 0.04%
15,457
-1,539
-9% -$103K
NVO
444
Novo Nordisk
NVO
$190B
$1.05M 0.04%
11,560
+5,628
+95% +$496K
ANGL icon
445
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.18B
$1.05M 0.04%
38,785
+5,018
+15% +$138K
MDLZ icon
446
Mondelez International
MDLZ
$79.1B
$1.05M 0.04%
15,102
-184
-1% -$13.3K
SHYD icon
447
VanEck Short High Yield Muni ETF
SHYD
$457M
$1.05M 0.04%
48,368
-1,542
-3% -$34K
LNC icon
448
Lincoln National
LNC
$8.2B
$1.05M 0.04%
42,342
+12,604
+42% +$330K
MRO
449
DELISTED
Marathon Oil Corporation
MRO
$1.04M 0.04%
38,993
-2,283
-6% -$59K
BSJQ icon
450
Invesco BulletShares 2026 High Yield Corporate Bond ETF
BSJQ
$800M
$1.04M 0.04%
46,088
+584
+1% +$13.3K
16 17
18
19 20

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DAM
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RPGK
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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.