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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUFG icon
426
FT Vest Buffered Allocation Growth ETF
BUFG
$325M
$1.25M 0.04%
65,964
-14,353
-18% -$266K
HDMV icon
427
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.2M
$1.24M 0.04%
+43,602
New +$1.22M
EMB icon
428
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1.24M 0.04%
14,342
+2,839
+25% +$245K
SFL icon
429
SFL Corp
SFL
$1.57B
$1.22M 0.04%
128,911
+35,335
+38% +$349K
FMB icon
430
First Trust Managed Municipal ETF
FMB
$2.04B
$1.22M 0.04%
24,034
+9,749
+68% +$496K
IBTF
431
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
$1.21M 0.04%
+51,590
New +$1.21M
PAVE icon
432
Global X US Infrastructure Development ETF
PAVE
$14B
$1.21M 0.04%
42,683
-8,485
-17% -$240K
PRU icon
433
Prudential Financial
PRU
$42.1B
$1.21M 0.04%
14,603
+1,505
+11% +$144K
HAL icon
434
Halliburton
HAL
$27.3B
$1.2M 0.04%
38,025
-9,010
-19% -$334K
ALL icon
435
Allstate
ALL
$67.1B
$1.19M 0.04%
10,712
-512
-5% -$64.7K
MBLY icon
436
Mobileye
MBLY
$2.03B
$1.18M 0.04%
27,250
+3,250
+14% +$127K
SRLN icon
437
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$1.17M 0.04%
28,315
-4,264
-13% -$177K
PLD icon
438
Prologis
PLD
$136B
$1.17M 0.04%
9,340
+738
+9% +$90.7K
DBC icon
439
Invesco DB Commodity Index Tracking Fund
DBC
$1.68B
$1.16M 0.04%
49,051
-672
-1% -$16.1K
RWK icon
440
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.31B
$1.16M 0.04%
+12,834
New +$1.18M
SCHF icon
441
Schwab International Equity ETF
SCHF
$65.6B
$1.15M 0.04%
66,248
+7,614
+13% +$130K
ECL icon
442
Ecolab
ECL
$76.4B
$1.15M 0.04%
6,963
+551
+9% +$85.9K
AMAT icon
443
Applied Materials
AMAT
$400B
$1.15M 0.04%
9,383
-137
-1% -$15.7K
FLTB icon
444
Fidelity Limited Term Bond ETF
FLTB
$415M
$1.15M 0.04%
23,742
-1,842
-7% -$89K
IAGG icon
445
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$1.15M 0.04%
23,490
+2,691
+13% +$130K
IBB icon
446
iShares Biotechnology ETF
IBB
$9.49B
$1.15M 0.04%
8,898
-3,991
-31% -$522K
ANGL icon
447
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$1.15M 0.04%
40,875
+5,708
+16% +$158K
BSJN
448
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$1.14M 0.04%
48,460
+2,026
+4% +$47.6K
NOW icon
449
ServiceNow
NOW
$110B
$1.14M 0.04%
12,270
+115
+0.9% +$10K
SPYV icon
450
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$1.14M 0.04%
27,993
-1,748
-6% -$70.8K
16 17
18
19 20

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.