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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUS icon
426
Nu Skin
NUS
$247M
$1.17M 0.04%
27,791
+1
+0% +$38
DES icon
427
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$1.17M 0.04%
41,100
+3,384
+9% +$97.2K
CGCP icon
428
Capital Group Core Plus Income ETF
CGCP
$8.33B
$1.17M 0.04%
52,318
+1,730
+3% +$38.4K
SPYV icon
429
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$1.16M 0.04%
29,741
-1,038
-3% -$39.8K
IYF icon
430
iShares US Financials ETF
IYF
$4.39B
$1.15M 0.04%
15,294
+4
+0% +$300
AGZ icon
431
iShares Agency Bond ETF
AGZ
$553M
$1.15M 0.04%
10,836
-415
-4% -$44.2K
COMT icon
432
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
$1.14M 0.04%
40,613
+5,641
+16% +$201K
GE icon
433
GE Aerospace
GE
$367B
$1.14M 0.04%
21,906
-2,363
-10% -$116K
KHC icon
434
Kraft Heinz
KHC
$30.4B
$1.14M 0.04%
28,057
+14,078
+101% +$535K
SJM icon
435
J.M. Smucker
SJM
$12.6B
$1.14M 0.04%
7,203
+66
+0.9% +$9.83K
VMW
436
DELISTED
VMware, Inc
VMW
$1.14M 0.04%
9,263
-82
-0.9% -$9.46K
NMFC icon
437
New Mountain Finance
NMFC
$646M
$1.14M 0.04%
91,917
-2,020
-2% -$24.9K
DD icon
438
DuPont de Nemours
DD
$18.6B
$1.13M 0.04%
13,076
-829
-6% -$66.2K
VXUS icon
439
Vanguard Total International Stock ETF
VXUS
$153B
$1.12M 0.04%
21,746
-2,841
-12% -$142K
CTVA icon
440
Corteva
CTVA
$59.7B
$1.12M 0.04%
19,133
-634
-3% -$40.1K
UTRN
441
DELISTED
Vesper US Large Cap Short-Term Reversal Strategy ETF
UTRN
$1.12M 0.04%
45,987
-2,880
-6% -$69.3K
FAAR icon
442
First Trust Alternative Absolute Return Strategy ETF
FAAR
$187M
$1.11M 0.04%
37,068
+828
+2% +$25.7K
QURE icon
443
uniQure
QURE
$2.68B
$1.1M 0.04%
48,699
+150
+0.3% +$3.24K
MRO
444
DELISTED
Marathon Oil Corporation
MRO
$1.1M 0.04%
40,721
+1,151
+3% +$33.4K
FV icon
445
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$1.1M 0.04%
23,626
+125
+0.5% +$5.82K
SPYD icon
446
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.66B
$1.09M 0.04%
+27,514
New +$1.08M
BOND icon
447
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$1.08M 0.04%
11,972
-142
-1% -$12.8K
BSJN
448
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$1.08M 0.04%
46,434
+760
+2% +$17.7K
XBI icon
449
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$1.07M 0.04%
12,948
-576
-4% -$46.6K
OEF icon
450
iShares S&P 100 ETF
OEF
$19.8B
$1.07M 0.04%
6,288
+1,531
+32% +$264K
16 17
18
19 20

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BPS
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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.