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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$76.3M
Cap. Flow %
2.44%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Technology 10.1%
2 Consumer Discretionary 6.28%
3 Financials 4.79%
4 Healthcare 4.54%
5 Communication Services 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MEAR icon
426
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$1.28M 0.04%
25,578
-2,405
-9% -$121K
LRCX icon
427
Lam Research
LRCX
$382B
$1.27M 0.04%
21,400
+810
+4% +$44.1K
IWV icon
428
iShares Russell 3000 ETF
IWV
$19.4B
$1.27M 0.04%
5,361
+321
+6% +$74.6K
ROK icon
429
Rockwell Automation
ROK
$51.4B
$1.26M 0.04%
4,743
+61
+1% +$15.6K
IYF icon
430
iShares US Financials ETF
IYF
$4.39B
$1.26M 0.04%
16,788
+336
+2% +$23.9K
STZ icon
431
Constellation Brands
STZ
$22.2B
$1.26M 0.04%
5,507
-96
-2% -$21.6K
PRU icon
432
Prudential Financial
PRU
$41.7B
$1.25M 0.04%
13,766
+137
+1% +$11.7K
C icon
433
Citigroup
C
$222B
$1.25M 0.04%
17,207
-2,898
-14% -$193K
FGD icon
434
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$1.24M 0.04%
+49,107
New +$1.17M
JETS icon
435
US Global Jets ETF
JETS
$746M
$1.23M 0.04%
45,786
-4,918
-10% -$121K
FISV
436
Fiserv Inc
FISV
$27.2B
$1.23M 0.04%
10,335
+2,552
+33% +$293K
AOK icon
437
iShares Core Conservative Allocation ETF
AOK
$803M
$1.22M 0.04%
31,473
+4,756
+18% +$184K
HYT icon
438
BlackRock Corporate High Yield Fund
HYT
$1.36B
$1.21M 0.04%
103,331
+564
+0.5% +$6.44K
FSKR
439
DELISTED
FS KKR Capital Corp. II
FSKR
$1.21M 0.04%
62,133
-1,633
-3% -$29.6K
FALN icon
440
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$1.21M 0.04%
+41,399
New +$1.21M
HRL icon
441
Hormel Foods
HRL
$13.9B
$1.21M 0.04%
25,256
+3,527
+16% +$167K
OHI icon
442
Omega Healthcare
OHI
$15.4B
$1.2M 0.04%
32,810
-2,712
-8% -$99.8K
QURE icon
443
uniQure
QURE
$2.68B
$1.2M 0.04%
35,666
+13,838
+63% +$496K
RIGS icon
444
ALPS Strategic Income Fund
RIGS
$60.4M
$1.2M 0.04%
48,456
+1,430
+3% +$35.3K
FSTA icon
445
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
$1.19M 0.04%
28,592
-4,283
-13% -$172K
VTIP icon
446
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.19M 0.04%
23,074
+5,818
+34% +$299K
GDXJ icon
447
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$1.19M 0.04%
26,322
-9,246
-26% -$455K
IWD icon
448
iShares Russell 1000 Value ETF
IWD
$82B
$1.18M 0.04%
7,777
+651
+9% +$94.2K
QYLD icon
449
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.03B
$1.17M 0.04%
51,962
+1,086
+2% +$24.8K
VT icon
450
Vanguard Total World Stock ETF
VT
$76.3B
$1.17M 0.04%
12,052
+4,390
+57% +$422K
16 17
18
19 20

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q1 2021 filing shows 237 new, 632 increased, 426 reduced and 107 closed positions. Its largest new stake was Tapestry: 215,385 shares worth $8.88M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.