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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WYNN icon
426
Wynn Resorts
WYNN
$10.3B
$1.02M 0.03%
9,079
+4,833
+114% +$446K
MGM icon
427
MGM Resorts International
MGM
$11.8B
$1.02M 0.03%
32,290
-7,244
-18% -$186K
CORP icon
428
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$1.01M 0.03%
8,649
-730
-8% -$84.5K
HRL icon
429
Hormel Foods
HRL
$14.3B
$1.01M 0.03%
21,729
+3,420
+19% +$167K
AMAT icon
430
Applied Materials
AMAT
$410B
$1.01M 0.03%
11,717
+2,917
+33% +$216K
CEQP
431
DELISTED
Crestwood Equity Partners LP
CEQP
$1.01M 0.03%
53,236
-332
-0.6% -$5.43K
GLW icon
432
Corning
GLW
$123B
$1.01M 0.03%
28,032
+19,788
+240% +$703K
PRVB
433
DELISTED
Provention Bio, Inc. Common Stock
PRVB
$1M 0.03%
59,090
+450
+0.8% +$6.75K
ARKF icon
434
ARK Blockchain & Fintech Innovation ETF
ARKF
$742M
$1M 0.03%
20,114
+12,185
+154% +$549K
IYR icon
435
iShares US Real Estate ETF
IYR
$4.73B
$996K 0.03%
11,627
-447
-4% -$37.2K
IDU icon
436
iShares US Utilities ETF
IDU
$1.39B
$995K 0.03%
12,820
-30,138
-70% -$2.35M
ED icon
437
Consolidated Edison
ED
$41.1B
$993K 0.03%
13,739
+26
+0.2% +$2.02K
VCLT icon
438
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.86B
$991K 0.03%
8,922
-947
-10% -$103K
BSJN
439
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$990K 0.03%
39,011
+1,652
+4% +$41.3K
IDV icon
440
iShares International Select Dividend ETF
IDV
$8.24B
$977K 0.03%
33,154
-9,774
-23% -$267K
IWD icon
441
iShares Russell 1000 Value ETF
IWD
$81.5B
$974K 0.03%
7,126
-195
-3% -$25K
LRCX icon
442
Lam Research
LRCX
$365B
$973K 0.03%
20,590
+510
+3% +$21.5K
ACWI icon
443
iShares MSCI ACWI ETF
ACWI
$32.5B
$971K 0.03%
10,706
-111
-1% -$9.48K
VXUS icon
444
Vanguard Total International Stock ETF
VXUS
$153B
$971K 0.03%
16,143
+895
+6% +$50.4K
FPXI icon
445
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$277M
$969K 0.03%
14,086
+8,599
+157% +$530K
PTON icon
446
Peloton Interactive
PTON
$2.71B
$969K 0.03%
6,387
+167
+3% +$20.3K
TJX icon
447
TJX Companies
TJX
$173B
$969K 0.03%
14,191
-2,223
-14% -$135K
HYLS icon
448
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$968K 0.03%
19,878
+2,325
+13% +$112K
PPL
449
PPL Corp
PPL
$27.1B
$968K 0.03%
34,337
-1,645
-5% -$46.7K
WPC icon
450
W.P. Carey
WPC
$17B
$967K 0.03%
13,990
-615
-4% -$41.1K
16 17
18
19 20

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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.