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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILMN icon
426
Illumina
ILMN
$28.8B
$908K 0.04%
3,021
+648
+27% +$223K
IRM icon
427
Iron Mountain
IRM
$37.3B
$903K 0.04%
33,701
-1,398
-4% -$39.8K
CUE icon
428
Cue Biopharma
CUE
$136M
$900K 0.04%
1,994
+225
+13% +$130K
HAL icon
429
Halliburton
HAL
$27.2B
$898K 0.04%
74,526
-8,736
-10% -$127K
BSJK
430
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$896K 0.04%
38,372
+482
+1% +$11.3K
HRL icon
431
Hormel Foods
HRL
$14.3B
$895K 0.04%
18,309
-8,996
-33% -$451K
VTIP icon
432
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$891K 0.04%
17,468
+182
+1% +$9.23K
NOC icon
433
Northrop Grumman
NOC
$77.9B
$890K 0.04%
2,819
+149
+6% +$48.6K
OUNZ icon
434
VanEck Merk Gold Trust
OUNZ
$2.53B
$890K 0.04%
+48,417
New +$904K
XAR icon
435
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.08B
$887K 0.04%
10,160
-446
-4% -$39.6K
BHVN
436
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$886K 0.04%
13,623
-720
-5% -$47.2K
AGNT
437
AGNT Inc
AGNT
$697M
$877K 0.03%
43,492
+3,510
+9% +$54.1K
NULG icon
438
Nuveen ESG Large-Cap Growth ETF
NULG
$2.65B
$873K 0.03%
17,156
+1,530
+10% +$75.9K
ACWI icon
439
iShares MSCI ACWI ETF
ACWI
$32.4B
$865K 0.03%
10,817
-12,429
-53% -$984K
IWD icon
440
iShares Russell 1000 Value ETF
IWD
$81.4B
$865K 0.03%
7,321
+1,500
+26% +$178K
XBI icon
441
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$865K 0.03%
7,760
-10,769
-58% -$1.21M
BSJO
442
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$865K 0.03%
35,867
+1,397
+4% +$33.7K
VTEB icon
443
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$862K 0.03%
15,825
+2,001
+14% +$109K
MGM icon
444
MGM Resorts International
MGM
$11.8B
$860K 0.03%
39,534
-8,402
-18% -$167K
NIO icon
445
NIO
NIO
$11.5B
$856K 0.03%
40,348
+20,657
+105% +$318K
BNDW icon
446
Vanguard Total World Bond ETF
BNDW
$1.89B
$854K 0.03%
10,435
-6,912
-40% -$566K
FISV
447
Fiserv Inc
FISV
$28B
$845K 0.03%
8,198
-1,826
-18% -$182K
LHX icon
448
L3Harris
LHX
$56.6B
$845K 0.03%
4,975
-220
-4% -$38.6K
BSJM
449
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$844K 0.03%
36,928
+600
+2% +$13.7K
BIP icon
450
Brookfield Infrastructure Partners
BIP
$18.5B
$839K 0.03%
26,441
+539
+2% +$15.9K
16 17
18
19 20

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.