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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-11.6%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
-$326M
Cap. Flow
-$109M
Cap. Flow %
-7.95%
Top 10 Hldgs %
20.72%
Holding
1,027
New
79
Increased
349
Reduced
397
Closed
176

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.3M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.09M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$4.48M
4
NEE icon
NextEra Energy
NEE
+$3.58M
5
FREL icon
Fidelity MSCI Real Estate Index ETF
FREL
+$3.46M

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$9.25M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$8.45M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$8.33M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.91M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M

Sector Composition

Rank Sector Weight
1 Technology 6.61%
2 Financials 4.8%
3 Healthcare 4.66%
4 Industrials 4.14%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTRG icon
426
Essential Utilities
WTRG
$11.2B
$524K 0.04%
15,330
+9,178
+149% +$318K
FEX icon
427
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$521K 0.04%
9,997
+30
+0.3% +$1.71K
B
428
Barrick Mining
B
$62.2B
$520K 0.04%
+38,397
New +$496K
AMD icon
429
Advanced Micro Devices
AMD
$851B
$516K 0.04%
27,933
-10,842
-28% -$234K
JPI
430
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$516K 0.04%
25,505
-2,090
-8% -$44.7K
KIO
431
KKR Income Opportunities Fund
KIO
$450M
$514K 0.04%
36,091
-4,172
-10% -$64.3K
VMW
432
DELISTED
VMware, Inc
VMW
$514K 0.04%
3,746
+438
+13% +$66.2K
HYT icon
433
BlackRock Corporate High Yield Fund
HYT
$1.36B
$513K 0.04%
+55,230
New +$543K
IEUR icon
434
iShares Core MSCI Europe ETF
IEUR
$8.66B
$513K 0.04%
12,408
-9,492
-43% -$417K
RCL icon
435
Royal Caribbean
RCL
$78.7B
$513K 0.04%
5,245
-860
-14% -$94.2K
MPC icon
436
Marathon Petroleum
MPC
$90.3B
$510K 0.04%
8,639
+4,927
+133% +$336K
HYLD
437
DELISTED
High Yield ETF
HYLD
$506K 0.04%
15,045
+1,222
+9% +$43.3K
GPP
438
DELISTED
Green Plains Partners LP
GPP
$505K 0.04%
37,221
-10,784
-22% -$156K
GOVT icon
439
iShares US Treasury Bond ETF
GOVT
$43.6B
$504K 0.04%
20,433
+11,093
+119% +$270K
APD icon
440
Air Products & Chemicals
APD
$66.3B
$503K 0.04%
3,145
-672
-18% -$107K
DEO icon
441
Diageo
DEO
$46.2B
$503K 0.04%
3,545
-277
-7% -$39K
COR icon
442
Cencora
COR
$60.3B
$502K 0.04%
6,751
-50
-0.7% -$4.31K
CL icon
443
Colgate-Palmolive
CL
$72.6B
$499K 0.04%
8,383
-1,068
-11% -$66.8K
META icon
444
CALL
Meta Platforms (Facebook)
META
$1.51T
$498K 0.04%
3,800
-3,600
-49% -$522K
DLTR icon
445
Dollar Tree
DLTR
$23.1B
$495K 0.04%
5,483
+210
+4% +$17.7K
FLTR icon
446
VanEck IG Floating Rate ETF
FLTR
$2.93B
$495K 0.04%
20,063
-373
-2% -$9.35K
CM icon
447
Canadian Imperial Bank of Commerce
CM
$107B
$494K 0.04%
13,246
-3,164
-19% -$135K
BOND icon
448
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$492K 0.04%
4,785
-529
-10% -$53.7K
HYS icon
449
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$492K 0.04%
5,170
-678
-12% -$66.5K
KR icon
450
Kroger
KR
$34.8B
$491K 0.04%
17,872
-172
-1% -$4.99K
16 17
18
19 20

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Sigma Planning Corp's Q4 2018 Portfolio in Review

As of Q4 2018, Sigma Planning Corp held 1,027 positions worth $1.37B, down 19% from $1.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp withdrew a net $109M in Q4 2018, closing 176 positions and reducing 397 holdings. Its most notable exit was VictoryShares US Small Cap Volatility Wtd ETF, an estimated $4.21M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sigma Planning Corp opened a new position in State Street SPDR Bloomberg 1-3 Month T-Bill ETF worth $2.31M.

  • Sigma Planning Corp's largest Q4 2018 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 25,302 shares worth $2.31M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $9.3M increase.
  • Sigma Planning Corp's biggest Q4 2018 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $9.25M.
  • Sigma Planning Corp fully exited VictoryShares US Small Cap Volatility Wtd ETF in Q4 2018, selling an estimated $4.21M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $1.37B portfolio in Q4 2018.
  • Sigma Planning Corp opened 79 new positions and closed 176 in Q4 2018.
  • Sigma Planning Corp's portfolio value fell 19% quarter-over-quarter to $1.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2018, filed 31 Jan 2019.