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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.67%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.49B
AUM Growth
+$126M
Cap. Flow
+$88.7M
Cap. Flow %
5.94%
Top 10 Hldgs %
19.85%
Holding
968
New
109
Increased
462
Reduced
308
Closed
66

Top Buys

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$6.77M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$6.16M
3
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$5.36M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.13M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.1M

Top Sells

Rank Stock Value
1
FMAT icon
Fidelity MSCI Materials Index ETF
FMAT
+$5.9M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$3.54M
3
SH icon
ProShares Short S&P500
SH
+$2.94M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.44M
5
HBAN icon
Huntington Bancshares
HBAN
+$2.02M

Sector Composition

Rank Sector Weight
1 Technology 6.87%
2 Financials 4.76%
3 Healthcare 4.76%
4 Industrials 4.32%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMS
426
DELISTED
Bemis
BMS
$550K 0.04%
13,041
-493
-4% -$21.3K
SLB icon
427
SLB Ltd
SLB
$77.8B
$549K 0.04%
8,197
+1,331
+19% +$91.4K
RDS.B
428
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$546K 0.04%
7,520
-89
-1% -$6.41K
NVS icon
429
Novartis
NVS
$295B
$545K 0.04%
8,055
+243
+3% +$16.8K
ABMD
430
DELISTED
Abiomed Inc
ABMD
$545K 0.04%
1,332
+476
+56% +$172K
OEF icon
431
iShares S&P 100 ETF
OEF
$19.8B
$544K 0.04%
4,546
-526
-10% -$62.7K
TIER
432
DELISTED
TIER REIT, Inc.
TIER
$540K 0.04%
22,702
-582
-2% -$12.1K
ILMN icon
433
Illumina
ILMN
$29.4B
$537K 0.04%
1,975
+43
+2% +$10.9K
CEQP
434
DELISTED
Crestwood Equity Partners LP
CEQP
$537K 0.04%
16,916
-1,632
-9% -$49K
VXF icon
435
Vanguard Extended Market ETF
VXF
$30.3B
$536K 0.04%
4,550
-167
-4% -$19.4K
LRCX icon
436
Lam Research
LRCX
$382B
$534K 0.04%
30,890
+150
+0.5% +$2.89K
BHVN
437
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$532K 0.04%
13,461
-3,680
-21% -$117K
CBRL icon
438
Cracker Barrel
CBRL
$1.2B
$529K 0.04%
3,383
-2,105
-38% -$340K
XPO icon
439
XPO
XPO
$25B
$529K 0.04%
15,255
+859
+6% +$31.2K
VCR icon
440
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$527K 0.04%
3,104
-81
-3% -$13.4K
ALGN icon
441
Align Technology
ALGN
$12B
$522K 0.03%
1,527
+136
+10% +$40.6K
AWF
442
AllianceBernstein Global High Income Fund
AWF
$867M
$522K 0.03%
45,205
-5,125
-10% -$60K
JNK icon
443
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$522K 0.03%
4,901
-11
-0.2% -$1.18K
EEMS icon
444
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$354M
$521K 0.03%
10,910
+102
+0.9% +$5.28K
DEO icon
445
Diageo
DEO
$46.2B
$518K 0.03%
3,598
-223
-6% -$31.9K
CMS icon
446
CMS Energy
CMS
$23.1B
$514K 0.03%
10,863
-106
-1% -$4.79K
BCS.PRD.CL
447
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$514K 0.03%
19,452
-325
-2% -$8.52K
PNC icon
448
PNC Financial Services
PNC
$100B
$513K 0.03%
3,794
+109
+3% +$15.9K
SLY
449
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$506K 0.03%
6,993
+1,847
+36% +$130K
BSJL
450
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$505K 0.03%
20,522
+4,170
+26% +$103K
16 17
18
19 20

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Sigma Planning Corp's Q2 2018 Portfolio in Review

As of Q2 2018, Sigma Planning Corp held 968 positions worth $1.49B, up 9.2% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $88.7M of net new capital in Q2 2018, opening 109 new positions and adding to 462 existing holdings. Its largest new stake was VictoryShares US Small Cap Volatility Wtd ETF: 85,641 shares worth $4.18M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity MSCI Materials Index ETF, an estimated $5.9M trimmed.

  • Sigma Planning Corp's largest Q2 2018 buy was VictoryShares US Small Cap Volatility Wtd ETF: 85,641 shares worth $4.18M.
  • Sigma Planning Corp added most to iShares Core S&P Small-Cap ETF in Q2 2018, an estimated $6.77M increase.
  • Sigma Planning Corp's biggest Q2 2018 reduction was Fidelity MSCI Materials Index ETF, cutting an estimated $5.9M.
  • Sigma Planning Corp fully exited ProShares Short S&P500 in Q2 2018, selling an estimated $2.94M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.49B portfolio in Q2 2018.
  • Sigma Planning Corp opened 109 new positions and closed 66 in Q2 2018.
  • Sigma Planning Corp's portfolio value rose 9.2% quarter-over-quarter to $1.49B.

Based on Sigma Planning Corp's 13F filing for Q2 2018, filed 2 Aug 2018.