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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.31%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$915M
AUM Growth
+$71.4M
Cap. Flow
+$59.7M
Cap. Flow %
6.52%
Top 10 Hldgs %
17.37%
Holding
832
New
89
Increased
316
Reduced
308
Closed
97

Top Buys

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$8.45M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.41M
3
HDV
iShares Core High Dividend ETF
HDV
+$7.4M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$6.26M
5
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$5.04M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.63M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.97M
3
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.6M
4
IYR icon
iShares US Real Estate ETF
IYR
+$1.86M
5
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$1.6M

Sector Composition

Rank Sector Weight
1 Technology 5.02%
2 Consumer Staples 4.87%
3 Financials 4.78%
4 Industrials 4.53%
5 Healthcare 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ET icon
426
Energy Transfer Partners
ET
$70.1B
$394K 0.04%
20,413
+1,086
+6% +$18.1K
MPT
427
Medical Properties Trust
MPT
$2.89B
$394K 0.04%
32,068
+4,440
+16% +$57.5K
DVYE icon
428
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$392K 0.04%
11,336
+2,680
+31% +$93.8K
ICF icon
429
iShares Select U.S. REIT ETF
ICF
$2.12B
$392K 0.04%
7,868
+438
+6% +$21.5K
NXDT
430
NexPoint Diversified Real Estate Trust
NXDT
$281M
$390K 0.04%
17,121
– –
BIB icon
431
ProShares Ultra NASDAQ Biotechnology
BIB
$82.2M
$389K 0.04%
+9,735
New +$416K
GS icon
432
Goldman Sachs
GS
$313B
$388K 0.04%
+1,622
New +$329K
OI icon
433
O-I Glass
OI
$1.39B
$388K 0.04%
22,300
-100
-0.4% -$1.82K
IWB icon
434
iShares Russell 1000 ETF
IWB
$47.7B
$387K 0.04%
3,111
+106
+4% +$12.9K
MDIV icon
435
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$387K 0.04%
20,238
-975
-5% -$18.2K
STAG icon
436
STAG Industrial
STAG
$7.86B
$387K 0.04%
16,213
+3,330
+26% +$76.7K
PFXF icon
437
VanEck Preferred Securities ex Financials ETF
PFXF
$2.39B
$385K 0.04%
19,921
+1,475
+8% +$29.1K
RWX icon
438
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$385K 0.04%
10,666
-884
-8% -$33.7K
VGK icon
439
Vanguard FTSE Europe ETF
VGK
$30B
$384K 0.04%
8,007
-194
-2% -$9.13K
PHYS icon
440
Sprott Physical Gold
PHYS
$14.6B
$383K 0.04%
40,809
-45,202
-53% -$453K
XLBS
441
DELISTED
POWERSHARES S&P SMALLCAP MATERIALS PORT
XLBS
$382K 0.04%
+8,000
New +$382K
HOG icon
442
Harley-Davidson
HOG
$2.68B
$381K 0.04%
6,530
-91
-1% -$5.19K
PI icon
443
Impinj
PI
$3.89B
$381K 0.04%
+10,781
New +$331K
GNMA icon
444
iShares GNMA Bond ETF
GNMA
$422M
$380K 0.04%
7,656
-18,834
-71% -$947K
IXP icon
445
iShares Global Comm Services ETF
IXP
$515M
$379K 0.04%
6,452
+1,242
+24% +$72.8K
TOTL icon
446
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$379K 0.04%
7,825
+313
+4% +$15.4K
K
447
DELISTED
Kellanova
K
$378K 0.04%
5,467
+1,402
+34% +$97.5K
FDIS icon
448
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.59B
$376K 0.04%
11,698
-3,922
-25% -$125K
CEQP
449
DELISTED
Crestwood Equity Partners LP
CEQP
$375K 0.04%
14,685
+230
+2% +$5.02K
SIL icon
450
Global X Silver Miners ETF NEW
SIL
$4.08B
$374K 0.04%
11,650
-1,775
-13% -$65.7K
16 17
18
19 20

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q4 2016 Portfolio in Review

As of Q4 2016, Sigma Planning Corp held 832 positions worth $915M, up 8.5% from $843M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp deployed $59.7M of net new capital in Q4 2016, opening 89 new positions and adding to 316 existing holdings. Its largest new stake was ProShares Ultra S&P500: 356,808 shares worth $3.4M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.9% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $4.63M trimmed.

  • Sigma Planning Corp's largest Q4 2016 buy was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
  • Sigma Planning Corp added most to iShares Core S&P US Value ETF in Q4 2016, an estimated $8.45M increase.
  • Sigma Planning Corp's biggest Q4 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $4.63M.
  • Sigma Planning Corp fully exited Guggenheim BulletShares 2016 High Yield Corporate Bond ETF in Q4 2016, selling an estimated $1.25M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $915M portfolio in Q4 2016.
  • Sigma Planning Corp opened 89 new positions and closed 97 in Q4 2016.
  • Sigma Planning Corp's portfolio value rose 8.5% quarter-over-quarter to $915M.

Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.