We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRDO icon
401
Credo Technology Group
CRDO
$46.6B
$1.47M 0.04%
10,239
+3,360
+49% +$517K
RITM icon
402
Rithm Capital
RITM
$5.69B
$1.47M 0.04%
134,905
+1,420
+1% +$15.7K
XCEM icon
403
Columbia EM Core ex-China ETF
XCEM
$2B
$1.47M 0.04%
38,219
+7,244
+23% +$274K
SOFI icon
404
SoFi Technologies
SOFI
$23.7B
$1.46M 0.04%
56,807
-5,843
-9% -$163K
RGLD icon
405
Royal Gold
RGLD
$19.5B
$1.46M 0.04%
+6,568
New +$1.3M
XONE icon
406
BondBloxx Bloomberg One Year Target Duration US Treasury ETF
XONE
$843M
$1.46M 0.04%
29,423
-570
-2% -$28.3K
QCOC
407
FT Vest Nasdaq-100 Conservative Buffer ETF - October
QCOC
$65.3M
$1.46M 0.04%
+64,834
New +$1.44M
GNOV icon
408
FT Vest US Equity Moderate Buffer ETF November
GNOV
$299M
$1.45M 0.04%
+36,624
New +$1.42M
KMI icon
409
Kinder Morgan
KMI
$68.7B
$1.45M 0.04%
52,827
-883
-2% -$23.9K
TRV icon
410
Travelers Companies
TRV
$80.2B
$1.44M 0.04%
4,973
-3,236
-39% -$911K
CGUS icon
411
Capital Group Core Equity ETF
CGUS
$11.9B
$1.44M 0.04%
35,727
+6,972
+24% +$278K
EEM icon
412
iShares MSCI Emerging Markets ETF
EEM
$30B
$1.43M 0.04%
26,100
+4,099
+19% +$223K
HOOD icon
413
Robinhood
HOOD
$83.9B
$1.43M 0.04%
12,312
+2,613
+27% +$340K
VONG icon
414
Vanguard Russell 1000 Growth ETF
VONG
$45.8B
$1.42M 0.04%
11,639
+7,459
+178% +$909K
SCHF icon
415
Schwab International Equity ETF
SCHF
$68.7B
$1.41M 0.04%
58,644
-1,048
-2% -$24.9K
FGD icon
416
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$1.41M 0.04%
46,465
+17,773
+62% +$526K
IREN icon
417
Iris Energy
IREN
$14.7B
$1.4M 0.04%
37,172
-8,265
-18% -$426K
ROK icon
418
Rockwell Automation
ROK
$49B
$1.4M 0.04%
3,602
-49
-1% -$18.4K
IGM icon
419
iShares Expanded Tech Sector ETF
IGM
$10.8B
$1.4M 0.04%
10,823
+1,891
+21% +$245K
FMAG icon
420
Fidelity Magellan ETF
FMAG
$251M
$1.39M 0.04%
40,846
+2,343
+6% +$80.8K
DAL icon
421
Delta Air Lines
DAL
$60.1B
$1.39M 0.04%
20,040
+1,344
+7% +$84K
GRPM icon
422
Invesco S&P MidCap 400 GARP ETF
GRPM
$509M
$1.39M 0.04%
11,558
-561
-5% -$66.9K
MPC icon
423
Marathon Petroleum
MPC
$83.7B
$1.38M 0.04%
8,500
+165
+2% +$30.8K
VV icon
424
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$1.38M 0.04%
4,389
-273
-6% -$85.3K
RWJ icon
425
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
$1.38M 0.04%
28,344
-110
-0.4% -$5.31K
15 16
17
18 19

Similar funds

USCWA
U.S. Capital Wealth Advisors Austin, Texas $3.98B AUM 22.36% 1-Year Est. Return
GCM
Glenview Capital Management New York $3.98B AUM 20.52% 1-Year Est. Return
MAM
Martingale Asset Management Boston, Massachusetts $3.99B AUM 22.65% 1-Year Est. Return
LWCA
Locust Wood Capital Advisers New York $3.95B AUM 33.1% 1-Year Est. Return
AS
American Securities New York $3.93B AUM 52.22% 1-Year Est. Return
BCP
BSN Capital Partners London, United Kingdom $3.93B AUM 13.09% 1-Year Est. Return
MIM
Meridiem Investment Management London, United Kingdom $3.92B AUM 1.64% 1-Year Est. Return
JSW
Journey Strategic Wealth Summit, New Jersey $4.03B AUM 33.12% 1-Year Est. Return

Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.