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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
-$17.5M
Cap. Flow %
-0.66%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.58%
2 Technology 11.22%
3 Healthcare 4.68%
4 Consumer Discretionary 4.34%
5 Financials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAYX icon
401
Paychex
PAYX
$41.3B
$1.19M 0.04%
10,333
-145
-1% -$17.5K
STLA icon
402
Stellantis
STLA
$14.9B
$1.19M 0.04%
62,279
+39,269
+171% +$735K
HUBS icon
403
HubSpot
HUBS
$11.9B
$1.19M 0.04%
2,418
+45
+2% +$23.5K
BSJN
404
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$1.19M 0.04%
50,650
-123
-0.2% -$2.89K
MDY icon
405
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.9B
$1.19M 0.04%
2,603
-2,910
-53% -$1.39M
AMAT icon
406
Applied Materials
AMAT
$332B
$1.19M 0.04%
8,566
+1,096
+15% +$157K
MCK icon
407
McKesson
MCK
$102B
$1.18M 0.04%
2,703
+199
+8% +$83.9K
TLH icon
408
iShares 10-20 Year Treasury Bond ETF
TLH
$11.1B
$1.17M 0.04%
11,899
+3,755
+46% +$394K
LNG icon
409
Cheniere Energy
LNG
$55.2B
$1.17M 0.04%
7,035
+605
+9% +$97.6K
SPHD icon
410
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.33B
$1.16M 0.04%
29,555
-3,098
-9% -$128K
CCI icon
411
Crown Castle
CCI
$31B
$1.16M 0.04%
12,556
-1,129
-8% -$117K
FNDF icon
412
Schwab Fundamental International Large Company Index ETF
FNDF
$26.3B
$1.14M 0.04%
35,988
+332
+0.9% +$10.8K
PAUG icon
413
Innovator US Equity Power Buffer ETF August
PAUG
$1.03B
$1.14M 0.04%
+36,690
New +$1.16M
OXY icon
414
Occidental Petroleum
OXY
$58.7B
$1.14M 0.04%
17,555
+2,438
+16% +$153K
ITW icon
415
Illinois Tool Works
ITW
$76.2B
$1.14M 0.04%
4,942
-1,597
-24% -$390K
SPEM icon
416
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.6B
$1.14M 0.04%
33,894
-19,183
-36% -$663K
KHC icon
417
The Kraft Heinz Company
KHC
$29.5B
$1.14M 0.04%
33,801
+8,345
+33% +$288K
PYPL icon
418
PayPal
PYPL
$45.4B
$1.14M 0.04%
19,449
-5,869
-23% -$382K
NXTG icon
419
First Trust Indxx NextG ETF
NXTG
$565M
$1.13M 0.04%
16,694
-1,125
-6% -$79.2K
PJAN icon
420
Innovator US Equity Power Buffer ETF January
PJAN
$1.42B
$1.13M 0.04%
32,431
-2,810
-8% -$99.2K
XLG icon
421
Invesco S&P 500 Top 50 ETF
XLG
$11.5B
$1.12M 0.04%
33,090
+1,680
+5% +$59.1K
OKE icon
422
Oneok
OKE
$58.6B
$1.12M 0.04%
17,608
+1,806
+11% +$118K
IBHD
423
DELISTED
iShares iBonds 2024 Term High Yield and Income ETF
IBHD
$1.12M 0.04%
48,131
+10,718
+29% +$248K
FNDX icon
424
Schwab Fundamental US Large Company Index ETF
FNDX
$27.6B
$1.11M 0.04%
59,274
+5,493
+10% +$106K
RWL icon
425
Invesco S&P 500 Revenue ETF
RWL
$9.9B
$1.11M 0.04%
14,151
+636
+5% +$51.3K
15 16
17
18 19

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AIM
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DAM
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RPGK
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APP
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SCTC
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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.