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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.78B
AUM Growth
-$224M
Cap. Flow
-$352M
Cap. Flow %
-12.63%
Top 10 Hldgs %
22.87%
Holding
1,382
New
87
Increased
311
Reduced
775
Closed
179

Top Buys

Rank Stock Value
1
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
+$23.6M
2
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.13M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.56M
4
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.92M
5
LGOV icon
First Trust Long Duration Opportunities ETF
LGOV
+$3.11M

Top Sells

Rank Stock Value
1
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$13M
2
AAPL icon
Apple
AAPL
+$12M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$11.8M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$11.5M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 11.77%
2 Consumer Discretionary 4.93%
3 Healthcare 4.39%
4 Financials 4.02%
5 Industrials 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OUNZ icon
401
VanEck Merk Gold Trust
OUNZ
$2.51B
$1.22M 0.04%
65,683
-16,555
-20% -$317K
LDSF icon
402
First Trust Low Duration Strategic Focus ETF
LDSF
$160M
$1.22M 0.04%
66,186
-78,390
-54% -$1.46M
XPO icon
403
XPO
XPO
$25B
$1.21M 0.04%
20,497
+187
+0.9% +$8.47K
BSJN
404
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$1.19M 0.04%
50,773
+2,313
+5% +$54.4K
CALF icon
405
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.59B
$1.19M 0.04%
29,200
-10,367
-26% -$394K
BDX icon
406
Becton Dickinson
BDX
$43.1B
$1.19M 0.04%
4,501
-1,060
-19% -$269K
VOT icon
407
Vanguard Mid-Cap Growth ETF
VOT
$19B
$1.18M 0.04%
5,736
-1,591
-22% -$308K
FREL icon
408
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$1.18M 0.04%
46,916
-94,802
-67% -$2.33M
XEL icon
409
Xcel Energy
XEL
$51B
$1.18M 0.04%
18,903
-227
-1% -$15.2K
PAYX icon
410
Paychex
PAYX
$40.4B
$1.17M 0.04%
10,478
-2,332
-18% -$255K
VXUS icon
411
Vanguard Total International Stock ETF
VXUS
$153B
$1.17M 0.04%
20,863
-5,477
-21% -$306K
GSY icon
412
Invesco Ultra Short Duration ETF
GSY
$3.82B
$1.17M 0.04%
23,515
-9,510
-29% -$473K
SRLN icon
413
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$1.16M 0.04%
27,698
-617
-2% -$25.5K
OLED icon
414
Universal Display
OLED
$3.71B
$1.15M 0.04%
7,993
-362
-4% -$51.9K
FNDF icon
415
Schwab Fundamental International Large Company Index ETF
FNDF
$24.3B
$1.15M 0.04%
35,656
+1,971
+6% +$63K
MDLZ icon
416
Mondelez International
MDLZ
$77.7B
$1.11M 0.04%
15,286
-482
-3% -$35.6K
SHYD icon
417
VanEck Short High Yield Muni ETF
SHYD
$447M
$1.11M 0.04%
49,910
+1,675
+3% +$37.3K
EMR icon
418
Emerson Electric
EMR
$82.9B
$1.11M 0.04%
12,301
-2,928
-19% -$246K
GOVT icon
419
iShares US Treasury Bond ETF
GOVT
$43.6B
$1.1M 0.04%
47,998
+7,843
+20% +$182K
XLG icon
420
Invesco S&P 500 Top 50 ETF
XLG
$10.5B
$1.1M 0.04%
31,410
+5,300
+20% +$173K
NI icon
421
NiSource
NI
$22.4B
$1.1M 0.04%
40,160
+5
+0% +$139
TPLC icon
422
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$307M
$1.1M 0.04%
30,521
+722
+2% +$24.8K
BSJP
423
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$1.09M 0.04%
48,264
+2,017
+4% +$45.2K
DGX icon
424
Quest Diagnostics
DGX
$25.1B
$1.08M 0.04%
7,718
+220
+3% +$30.3K
RWL icon
425
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$1.08M 0.04%
13,515
-1,080
-7% -$82.9K
15 16
17
18 19

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q2 2023 Portfolio in Review

As of Q2 2023, Sigma Planning Corp held 1,382 positions worth $2.78B, down 7.5% from $3.01B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp withdrew a net $352M in Q2 2023, closing 179 positions and reducing 775 holdings. Its most notable exit was Invesco S&P 500 Pure Value ETF, an estimated $2.68M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Sigma Planning Corp opened a new position in Pacer Swan SOS Fund of Funds ETF worth $5.12M.

  • Sigma Planning Corp's largest Q2 2023 buy was Pacer Swan SOS Fund of Funds ETF: 210,328 shares worth $5.12M.
  • Sigma Planning Corp added most to FT Vest US Equity Buffer ETF August in Q2 2023, an estimated $23.6M increase.
  • Sigma Planning Corp's biggest Q2 2023 reduction was First Trust Morningstar Dividend Leaders Index Fund, cutting an estimated $13M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q2 2023, selling an estimated $2.68M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $2.78B portfolio in Q2 2023.
  • Sigma Planning Corp opened 87 new positions and closed 179 in Q2 2023.
  • Sigma Planning Corp's portfolio value fell 7.5% quarter-over-quarter to $2.78B.

Based on Sigma Planning Corp's 13F filing for Q2 2023, filed 2 Aug 2023.