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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTD icon
401
Trade Desk
TTD
$8.13B
$1.29M 0.05%
28,712
-36
-0.1% -$1.82K
SCHV
402
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$1.28M 0.05%
58,380
+648
+1% +$14K
MDIV icon
403
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$1.26M 0.05%
84,482
-3,193
-4% -$48.4K
XSVM icon
404
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$666M
$1.25M 0.04%
27,395
-2,078
-7% -$96.7K
ROK icon
405
Rockwell Automation
ROK
$51.4B
$1.25M 0.04%
4,854
+141
+3% +$35.4K
FDHY icon
406
Fidelity High Yield Factor ETF
FDHY
$566M
$1.24M 0.04%
26,976
+3,213
+14% +$147K
VOT icon
407
Vanguard Mid-Cap Growth ETF
VOT
$19B
$1.24M 0.04%
6,879
+810
+13% +$147K
MU icon
408
Micron Technology
MU
$1.04T
$1.24M 0.04%
24,740
-4,316
-15% -$236K
FMAT icon
409
Fidelity MSCI Materials Index ETF
FMAT
$585M
$1.24M 0.04%
28,326
-2,388
-8% -$103K
IYR icon
410
iShares US Real Estate ETF
IYR
$4.59B
$1.24M 0.04%
14,681
-2,276
-13% -$191K
C icon
411
Citigroup
C
$222B
$1.23M 0.04%
27,179
-19,482
-42% -$885K
FLTB icon
412
Fidelity Limited Term Bond ETF
FLTB
$415M
$1.23M 0.04%
25,584
-1,667
-6% -$79.6K
DBC icon
413
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$1.23M 0.04%
49,723
-3,810
-7% -$95.5K
IDU icon
414
iShares US Utilities ETF
IDU
$1.41B
$1.21M 0.04%
14,034
-1,153
-8% -$96.8K
FCOM icon
415
Fidelity MSCI Communication Services Index ETF
FCOM
$1.74B
$1.2M 0.04%
38,508
-1,280
-3% -$40.9K
GOVT icon
416
iShares US Treasury Bond ETF
GOVT
$43.6B
$1.19M 0.04%
52,542
-23,266
-31% -$529K
KR icon
417
Kroger
KR
$34.8B
$1.19M 0.04%
26,680
+266
+1% +$12.2K
RWL icon
418
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$1.19M 0.04%
16,056
+570
+4% +$42.2K
PTNQ icon
419
Pacer Trendpilot 100 ETF
PTNQ
$1.2B
$1.19M 0.04%
24,090
+994
+4% +$49.9K
PEY icon
420
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$1.19M 0.04%
57,295
+34,063
+147% +$696K
APAM icon
421
Artisan Partners
APAM
$2.79B
$1.19M 0.04%
39,900
+2,735
+7% +$84K
MDLZ icon
422
Mondelez International
MDLZ
$77.7B
$1.18M 0.04%
17,747
-327
-2% -$20.7K
AFL icon
423
Aflac
AFL
$63.9B
$1.18M 0.04%
16,434
-433
-3% -$29K
IGSB icon
424
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$1.18M 0.04%
23,698
-6,908
-23% -$342K
JNK icon
425
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$1.17M 0.04%
13,033
-16
-0.1% -$1.45K
15 16
17
18 19

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.