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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
(-0.9%)
Cap. Flow
+$18.8M
Cap. Flow
% of AUM
0.57%
Top 10 Holdings %
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Large-Cap Growth ETF
SCHG
|
+$13.7M |
| 2 |
JPMorgan US Value Factor ETF
JVAL
|
+$9.67M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$8.51M |
| 4 |
iShares MSCI USA Value Factor ETF
VLUE
|
+$8.04M |
| 5 |
Invesco S&P 500 Pure Growth ETF
RPG
|
+$7.21M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$11.9M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$10.3M |
| 3 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$7.75M |
| 4 |
Invesco S&P 500 Pure Value ETF
RPV
|
+$7.34M |
| 5 |
Bath & Body Works
BBWI
|
+$7.26M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.42% |
| 2 | Consumer Discretionary | 5.83% |
| 3 | Financials | 4.89% |
| 4 | Healthcare | 4.72% |
| 5 | Communication Services | 4.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
Veeva Systems
VEEV
$30.3B
| $1.55M | 0.05% |
5,396
+474
| +10% | +$150K |
|
402
iShares ESG Aware MSCI EM ETF
ESGE
$6.51B
| $1.55M | 0.05% |
37,382
-7,823
| -17% | -$334K |
|
403
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$307M
| $1.55M | 0.05% |
44,501
-9,349
| -17% | -$335K |
|
404
Vanguard Total World Stock ETF
VT
$76.3B
| $1.55M | 0.05% |
15,192
+815
| +6% | +$85.4K |
|
405
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
| $1.55M | 0.05% |
18,108
+7,980
| +79% | +$688K |
|
406
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $1.54M | 0.05% |
3,600
+1,300
| +57% | +$573K |
|
407
Sunoco
SUN
$14.2B
| $1.54M | 0.05% |
41,396
-1,714
| -4% | -$63.6K |
|
408
BlackRock Corporate High Yield Fund
HYT
$1.36B
| $1.54M | 0.05% |
126,467
+5,425
| +4% | +$67.3K |
|
409
PVH
PVH
$3.71B
| $1.54M | 0.05% |
14,998
-1,181
| -7% | -$127K |
|
410
iShares US Financials ETF
IYF
$4.39B
| $1.54M | 0.05% |
18,650
+2,035
| +12% | +$169K |
|
411
iShares Global Financials ETF
IXG
$655M
| $1.53M | 0.05% |
19,456
+10,564
| +119% | +$828K |
|
412
First Trust Water ETF
FIW
$1.84B
| $1.51M | 0.05% |
17,718
+3,854
| +28% | +$338K |
|
413
Alerian MLP ETF
AMLP
$13B
| $1.51M | 0.05% |
45,230
-13,355
| -23% | -$446K |
|
414
Emerson Electric
EMR
$82.9B
| $1.5M | 0.05% |
15,954
-763
| -5% | -$76.1K |
|
415
Pacer Trendpilot 100 ETF
PTNQ
$1.2B
| $1.5M | 0.05% |
27,003
-282
| -1% | -$16K |
|
416
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
| $1.49M | 0.04% |
41,561
+7,144
| +21% | +$245K |
|
417
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $1.49M | 0.04% |
47,040
+8,340
| +22% | +$270K |
|
418
Citigroup
C
$222B
| $1.49M | 0.04% |
21,204
+847
| +4% | +$59.2K |
|
419
iShares Russell 2000 Value ETF
IWN
$14.4B
| $1.49M | 0.04% |
9,287
+751
| +9% | +$121K |
|
420
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
| $1.49M | 0.04% |
13,510
+6,099
| +82% | +$685K |
|
421
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| $1.49M | 0.04% |
11,409
-2,846
| -20% | -$373K |
|
422
iShares US Energy ETF
IYE
$1.74B
| $1.47M | 0.04% |
52,056
+7,383
| +17% | +$198K |
|
423
Brown-Forman Class B
BF.B
$12B
| $1.47M | 0.04% |
21,911
+274
| +1% | +$19.4K |
|
|
PARA
424
DELISTED
Paramount Global Class B
PARA
| $1.46M | 0.04% |
36,844
+4,485
| +14% | +$183K |
|
425
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
| $1.45M | 0.04% |
32,671
-40,680
| -55% | -$1.89M |
|
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Sigma Planning Corp's Q3 2021 Portfolio in Review
As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
- Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
- Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
- Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
- Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
- Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.
Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.