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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.36B
AUM Growth
+$225M
Cap. Flow
+$26.2M
Cap. Flow %
0.78%
Top 10 Hldgs %
18.93%
Holding
1,527
New
202
Increased
746
Reduced
440
Closed
114

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$8.48M
2
GLD icon
SPDR Gold Trust
GLD
+$8.07M
3
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.11M
4
DVN icon
Devon Energy
DVN
+$7.08M
5
NUE icon
Nucor
NUE
+$7.07M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$25.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$18.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$17.8M
4
IVZ icon
Invesco
IVZ
+$8.42M
5
ISCG icon
iShares Morningstar Small-Cap Growth ETF
ISCG
+$7.9M

Sector Composition

Rank Sector Weight
1 Technology 10.94%
2 Consumer Discretionary 6.38%
3 Financials 4.83%
4 Healthcare 4.46%
5 Communication Services 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOT icon
401
Vanguard Mid-Cap Growth ETF
VOT
$19B
$1.54M 0.05%
6,521
-6,053
-48% -$1.36M
IGIB icon
402
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$1.54M 0.05%
25,386
-9,497
-27% -$569K
BUFD icon
403
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.93B
$1.53M 0.05%
+73,764
New +$1.52M
VEEV icon
404
Veeva Systems
VEEV
$30.3B
$1.53M 0.05%
4,922
-451
-8% -$126K
CHI
405
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$1.53M 0.05%
100,760
+3,355
+3% +$50K
FCOM icon
406
Fidelity MSCI Communication Services Index ETF
FCOM
$1.74B
$1.52M 0.05%
27,826
+21,322
+328% +$1.11M
VTIP icon
407
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.51M 0.05%
28,843
+5,769
+25% +$301K
PTNQ icon
408
Pacer Trendpilot 100 ETF
PTNQ
$1.2B
$1.51M 0.05%
27,285
-1,007
-4% -$54.2K
IYY icon
409
iShares Dow Jones US ETF
IYY
$2.92B
$1.5M 0.04%
13,900
-3,257
-19% -$342K
JVAL icon
410
JPMorgan US Value Factor ETF
JVAL
$820M
$1.5M 0.04%
+41,353
New +$1.49M
HYT icon
411
BlackRock Corporate High Yield Fund
HYT
$1.36B
$1.49M 0.04%
121,042
+17,711
+17% +$213K
VT icon
412
Vanguard Total World Stock ETF
VT
$76.3B
$1.49M 0.04%
14,377
+2,325
+19% +$237K
IYH icon
413
iShares US Healthcare ETF
IYH
$3.11B
$1.49M 0.04%
27,240
+1,580
+6% +$83.6K
OLED icon
414
Universal Display
OLED
$3.71B
$1.48M 0.04%
6,672
+389
+6% +$85.2K
DTD icon
415
WisdomTree US Total Dividend Fund
DTD
$1.65B
$1.48M 0.04%
25,032
+1,224
+5% +$72K
KR icon
416
Kroger
KR
$34.8B
$1.48M 0.04%
38,536
-6,374
-14% -$240K
VTEB icon
417
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$1.48M 0.04%
26,685
+2,469
+10% +$136K
PARA
418
DELISTED
Paramount Global Class B
PARA
$1.46M 0.04%
32,359
-91,462
-74% -$3.78M
MDLZ icon
419
Mondelez International
MDLZ
$77.7B
$1.46M 0.04%
23,373
-806
-3% -$49.7K
ABNB icon
420
Airbnb
ABNB
$83.7B
$1.45M 0.04%
9,474
+5,741
+154% +$901K
SGOL icon
421
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$1.45M 0.04%
85,405
-232
-0.3% -$4.04K
FNCL icon
422
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
$1.45M 0.04%
27,678
-7,143
-21% -$374K
IBB icon
423
iShares Biotechnology ETF
IBB
$9.31B
$1.45M 0.04%
8,848
-122
-1% -$18.8K
SECT icon
424
Main Sector Rotation ETF
SECT
$2.75B
$1.45M 0.04%
35,075
+1,179
+3% +$47.2K
SUSA icon
425
iShares ESG Optimized MSCI USA ETF
SUSA
$3.98B
$1.44M 0.04%
15,106
+2,091
+16% +$193K
15 16
17
18 19

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Sigma Planning Corp's Q2 2021 Portfolio in Review

As of Q2 2021, Sigma Planning Corp held 1,527 positions worth $3.36B, up 7.2% from $3.13B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q2 2021 filing shows 202 new, 746 increased, 440 reduced and 114 closed positions. Its largest new stake was Devon Energy: 273,908 shares worth $8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q2 2021 buy was Devon Energy: 273,908 shares worth $8M.
  • Sigma Planning Corp added most to Invesco QQQ Trust in Q2 2021, an estimated $8.48M increase.
  • Sigma Planning Corp's biggest Q2 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $25.1M.
  • Sigma Planning Corp fully exited iShares Morningstar Small-Cap Growth ETF in Q2 2021, selling an estimated $7.9M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.36B portfolio in Q2 2021.
  • Sigma Planning Corp opened 202 new positions and closed 114 in Q2 2021.
  • Sigma Planning Corp's portfolio value rose 7.2% quarter-over-quarter to $3.36B.

Based on Sigma Planning Corp's 13F filing for Q2 2021, filed 13 Aug 2021.