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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
(+16%)
Cap. Flow
+$127M
Cap. Flow
% of AUM
4.31%
Top 10 Holdings %
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$10.7M |
| 2 |
Quanta Services
PWR
|
+$9.65M |
| 3 |
Invesco CurrencyShares Japanese Yen Trust
FXY
|
+$8.25M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$6.57M |
| 5 |
FedEx
FDX
|
+$6.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$16.9M |
| 2 |
SPDR Gold Trust
GLD
|
+$10.6M |
| 3 |
S&P Global
SPGI
|
+$6.46M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$6.35M |
| 5 |
NVIDIA
NVDA
|
+$5.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.39% |
| 2 | Consumer Discretionary | 6% |
| 3 | Healthcare | 4.74% |
| 4 | Industrials | 4.21% |
| 5 | Communication Services | 4.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
ALPS Strategic Income Fund
RIGS
$60.4M
| $1.17M | 0.04% |
47,026
+2,280
| +5% | +$56.4K |
|
402
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.03B
| $1.16M | 0.04% |
50,876
-3,513
| -6% | -$77.7K |
|
|
AGNT
403
AGNT Inc
AGNT
$690M
| $1.16M | 0.04% |
36,720
-6,772
| -16% | -$187K |
|
404
Blackrock
BLK
$165B
| $1.16M | 0.04% |
1,604
-130
| -7% | -$86.2K |
|
405
Okta
OKTA
$23.9B
| $1.15M | 0.04% |
4,518
-626
| -12% | -$149K |
|
406
Pacer Trendpilot US Large Cap ETF
PTLC
$3.23B
| $1.14M | 0.04% |
34,749
-2,408
| -6% | -$75.2K |
|
407
US Global Jets ETF
JETS
$768M
| $1.14M | 0.04% |
50,704
+30,256
| +148% | +$610K |
|
408
iShares Russell 3000 ETF
IWV
$19.5B
| $1.13M | 0.04% |
5,040
-52
| -1% | -$10.9K |
|
409
Main Street Capital
MAIN
$5B
| $1.12M | 0.04% |
34,754
-7,980
| -19% | -$245K |
|
|
WBA
410
DELISTED
Walgreens Boots Alliance
WBA
| $1.11M | 0.04% |
27,955
-1,381
| -5% | -$53.5K |
|
411
First Trust Dorsey Wright Focus 5 ETF
FV
$3.62B
| $1.11M | 0.04% |
27,371
-3,046
| -10% | -$114K |
|
412
iShares US Financials ETF
IYF
$4.68B
| $1.1M | 0.04% |
16,452
-9,814
| -37% | -$606K |
|
413
Prudential Financial
PRU
$42.3B
| $1.06M | 0.04% |
13,629
+997
| +8% | +$72K |
|
414
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.11B
| $1.06M | 0.04% |
9,254
-906
| -9% | -$91.8K |
|
415
Goldman Sachs
GS
$309B
| $1.06M | 0.04% |
4,018
-1,603
| -29% | -$357K |
|
416
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.47B
| $1.06M | 0.04% |
17,318
-402
| -2% | -$23.4K |
|
417
Halliburton
HAL
$26.8B
| $1.06M | 0.04% |
55,935
-18,591
| -25% | -$289K |
|
|
TRTN
418
DELISTED
Triton International Limited
TRTN
| $1.05M | 0.04% |
21,701
+1,245
| +6% | +$52.7K |
|
419
Nuveen ESG Large-Cap Growth ETF
NULG
$2.66B
| $1.05M | 0.04% |
18,653
+1,497
| +9% | +$80.5K |
|
|
FSKR
420
DELISTED
FS KKR Capital Corp. II
FSKR
| $1.05M | 0.04% |
63,766
-24,677
| -28% | -$394K |
|
421
Novartis
NVS
$297B
| $1.04M | 0.04% |
11,028
-552
| -5% | -$48.2K |
|
422
Autodesk
ADSK
$47.7B
| $1.04M | 0.04% |
3,396
+31
| +0.9% | +$8.17K |
|
423
iShares Core Conservative Allocation ETF
AOK
$787M
| $1.03M | 0.04% |
26,717
-359
| -1% | -$13.6K |
|
424
Micron Technology
MU
$1.02T
| $1.03M | 0.04% |
13,688
-6,707
| -33% | -$404K |
|
425
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.57B
| $1.03M | 0.03% |
12,393
-1,497
| -11% | -$113K |
|
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Sigma Planning Corp's Q4 2020 Portfolio in Review
As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.
- Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
- Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
- Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
- Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
- Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
- Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.
Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.