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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.67%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.94B
AUM Growth
+$180M
Cap. Flow
+$124M
Cap. Flow %
6.4%
Top 10 Hldgs %
20.35%
Holding
1,072
New
132
Increased
502
Reduced
333
Closed
83

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.07M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.35M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.68M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.71M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.32M

Top Sells

Rank Stock Value
1
SOXX icon
iShares Semiconductor ETF
SOXX
+$5.42M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.17M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.16M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$3.41M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.03M

Sector Composition

Rank Sector Weight
1 Technology 7.37%
2 Financials 4.66%
3 Healthcare 4.23%
4 Consumer Discretionary 4.19%
5 Industrials 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLO icon
401
Valero Energy
VLO
$89.8B
$800K 0.04%
9,345
-1,217
-12% -$100K
GOVI icon
402
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
$799K 0.04%
+23,440
New +$775K
MDLZ icon
403
Mondelez International
MDLZ
$77.7B
$791K 0.04%
14,669
-595
-4% -$30.9K
SCHA icon
404
Schwab U.S Small- Cap ETF
SCHA
$22.5B
$791K 0.04%
+44,276
New +$783K
CYBR
405
DELISTED
CyberArk
CYBR
$789K 0.04%
6,172
-3,263
-35% -$413K
IGIB icon
406
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$787K 0.04%
13,816
+1,610
+13% +$89.3K
PDP icon
407
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$787K 0.04%
13,049
-591
-4% -$34.5K
MMP
408
DELISTED
Magellan Midstream Partners, L.P.
MMP
$787K 0.04%
12,293
+92
+0.8% +$5.71K
CMS icon
409
CMS Energy
CMS
$23.1B
$782K 0.04%
13,499
+34
+0.3% +$1.91K
VGK icon
410
Vanguard FTSE Europe ETF
VGK
$30B
$782K 0.04%
14,243
-656
-4% -$35.7K
CBRL icon
411
Cracker Barrel
CBRL
$1.2B
$780K 0.04%
4,569
+1,529
+50% +$250K
PPL
412
PPL Corp
PPL
$27.3B
$780K 0.04%
25,156
-1,593
-6% -$49.4K
LYB icon
413
LyondellBasell Industries
LYB
$19.5B
$777K 0.04%
9,019
+1,154
+15% +$98.5K
APO icon
414
Apollo Global Management
APO
$70.7B
$773K 0.04%
22,544
-5,797
-20% -$184K
CCI icon
415
Crown Castle
CCI
$32.7B
$768K 0.04%
5,894
+529
+10% +$68K
CHD icon
416
Church & Dwight Co
CHD
$23.1B
$765K 0.04%
10,472
+2,047
+24% +$152K
SCHF icon
417
Schwab International Equity ETF
SCHF
$65.6B
$764K 0.04%
47,646
+3,184
+7% +$50.4K
GH icon
418
Guardant Health
GH
$19.5B
$757K 0.04%
8,768
+4,700
+116% +$359K
SLV icon
419
iShares Silver Trust
SLV
$28.1B
$757K 0.04%
52,849
+1,173
+2% +$16.4K
PGR icon
420
Progressive
PGR
$124B
$755K 0.04%
9,441
+2,026
+27% +$157K
IGSB icon
421
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$749K 0.04%
14,011
-3,992
-22% -$211K
CELG
422
DELISTED
Celgene Corp
CELG
$748K 0.04%
8,095
-4,328
-35% -$411K
AXAS
423
DELISTED
Abraxas Petroleum Corp
AXAS
$746K 0.04%
36,195
+3,150
+10% +$76.7K
VTIP icon
424
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$743K 0.04%
15,069
+1,733
+13% +$84.9K
EMQQ icon
425
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$258M
$739K 0.04%
23,009
+2,114
+10% +$68.5K
15 16
17
18 19

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Sigma Planning Corp's Q2 2019 Portfolio in Review

As of Q2 2019, Sigma Planning Corp held 1,072 positions worth $1.94B, up 10% from $1.76B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q2 2019, opening 132 new positions and adding to 502 existing holdings. Its largest new stake was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares S&P 500 Value ETF, an estimated $5.17M trimmed.

  • Sigma Planning Corp's largest Q2 2019 buy was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q2 2019, an estimated $9.07M increase.
  • Sigma Planning Corp's biggest Q2 2019 reduction was iShares S&P 500 Value ETF, cutting an estimated $5.17M.
  • Sigma Planning Corp fully exited iShares Semiconductor ETF in Q2 2019, selling an estimated $5.42M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.94B portfolio in Q2 2019.
  • Sigma Planning Corp opened 132 new positions and closed 83 in Q2 2019.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $1.94B.

Based on Sigma Planning Corp's 13F filing for Q2 2019, filed 1 Aug 2019.