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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
(+14%)
Cap. Flow
+$124M
Cap. Flow
% of AUM
7.28%
Top 10 Holdings %
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$14M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.41M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$7.5M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$7.44M |
| 5 |
Amazon
AMZN
|
+$6.37M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$7.04M |
| 2 |
United States Oil Fund
USO
|
+$4.36M |
| 3 |
iShares S&P Mid-Cap 400 Growth ETF
IJK
|
+$4.28M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$3.74M |
| 5 |
Copart
CPRT
|
+$3.33M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.09% |
| 2 | Financials | 4.85% |
| 3 | Healthcare | 4.83% |
| 4 | Consumer Discretionary | 4.56% |
| 5 | Industrials | 4.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
General Motors
GM
$74.7B
| $650K | 0.04% |
19,302
+1,304
| +7% | +$48K |
|
402
RPM International
RPM
$13.7B
| $649K | 0.04% |
10,001
+9
| +0.1% | +$580 |
|
|
DBL
403
DoubleLine Opportunistic Credit Fund
DBL
$278M
| $646K | 0.04% |
31,424
-424
| -1% | -$8.86K |
|
404
iShares US Medical Devices ETF
IHI
$3.02B
| $645K | 0.04% |
17,004
+4,728
| +39% | +$168K |
|
|
BMS
405
DELISTED
Bemis
BMS
| $645K | 0.04% |
13,281
+240
| +2% | +$11.3K |
|
406
Rockwell Automation
ROK
$51.4B
| $644K | 0.04% |
3,435
+31
| +0.9% | +$5.55K |
|
407
Cracker Barrel
CBRL
$1.2B
| $639K | 0.04% |
4,344
+961
| +28% | +$144K |
|
408
Air Products & Chemicals
APD
$66.3B
| $638K | 0.04% |
3,817
+20
| +0.5% | +$3.26K |
|
409
Welltower
WELL
$178B
| $637K | 0.04% |
9,899
-196
| -2% | -$12.7K |
|
410
CALL
Tesla
TSLA
$1.24T
| $635K | 0.04% |
36,000
+19,500
| +118% | +$406K |
|
411
Innovative Industrial Properties
IIPR
$1.78B
| $634K | 0.04% |
13,135
-273
| -2% | -$10.4K |
|
412
State Street SPDR Dow Jones REIT ETF
RWR
$1.93B
| $634K | 0.04% |
6,802
+135
| +2% | +$12.8K |
|
413
Colgate-Palmolive
CL
$72.6B
| $633K | 0.04% |
9,451
+475
| +5% | +$31.6K |
|
414
Cencora
COR
$60.3B
| $627K | 0.04% |
6,801
+5
| +0.1% | +$433 |
|
415
PACCAR
PCAR
$69.6B
| $627K | 0.04% |
13,781
+8,774
| +175% | +$387K |
|
416
FlexShares Quality Dividend Defensive Index Fund
QDEF
$543M
| $627K | 0.04% |
13,391
+408
| +3% | +$18.9K |
|
|
JPI
417
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
| $626K | 0.04% |
27,595
+2,090
| +8% | +$48.5K |
|
418
MSCI
MSCI
$40B
| $625K | 0.04% |
3,523
+731
| +26% | +$127K |
|
|
PFC
419
DELISTED
Premier Financial Corp. Common Stock
PFC
| $625K | 0.04% |
20,753
+1
| +0% | +$32 |
|
420
Autodesk
ADSK
$44.3B
| $624K | 0.04% |
3,996
+589
| +17% | +$83.2K |
|
|
K
421
DELISTED
Kellanova
K
| $624K | 0.04% |
9,492
-2,595
| -21% | -$175K |
|
422
Brown-Forman Class B
BF.B
$12B
| $622K | 0.04% |
+12,301
| New | +$639K |
|
423
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
| $622K | 0.04% |
9,967
+1,776
| +22% | +$109K |
|
424
Vanguard Small-Cap Growth ETF
VBK
$23.2B
| $613K | 0.04% |
3,274
-1,311
| -29% | -$241K |
|
425
Corning
GLW
$126B
| $612K | 0.04% |
17,330
+3,297
| +23% | +$107K |
|
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Sigma Planning Corp's Q3 2018 Portfolio in Review
As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.
- Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
- Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
- Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
- Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
- Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.
Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.