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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.31%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$915M
AUM Growth
+$71.4M
Cap. Flow
+$59.7M
Cap. Flow %
6.52%
Top 10 Hldgs %
17.37%
Holding
832
New
89
Increased
316
Reduced
308
Closed
97

Top Buys

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$8.45M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.41M
3
HDV
iShares Core High Dividend ETF
HDV
+$7.4M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$6.26M
5
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$5.04M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.63M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.97M
3
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.6M
4
IYR icon
iShares US Real Estate ETF
IYR
+$1.86M
5
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$1.6M

Sector Composition

Rank Sector Weight
1 Technology 5.02%
2 Consumer Staples 4.87%
3 Financials 4.78%
4 Industrials 4.53%
5 Healthcare 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
401
Occidental Petroleum
OXY
$57B
$420K 0.05%
5,899
-508
-8% -$36.1K
TQQQ icon
402
ProShares UltraPro QQQ
TQQQ
$31.1B
$419K 0.05%
158,256
+13,104
+9% +$34.3K
PDM
403
Piedmont Realty Trust
PDM
$1.22B
$417K 0.05%
19,959
– –
WPC icon
404
W.P. Carey
WPC
$17.1B
$417K 0.05%
7,205
+871
+14% +$50.9K
RSG icon
405
Republic Services
RSG
$66.7B
$416K 0.05%
7,289
+11
+0.2% +$590
NSC icon
406
Norfolk Southern
NSC
$78.8B
$415K 0.05%
3,837
-12
-0.3% -$1.21K
PBI icon
407
Pitney Bowes
PBI
$2.42B
$414K 0.05%
27,275
-942
-3% -$15K
IP icon
408
International Paper
IP
$22.3B
$413K 0.05%
8,218
-1,986
-19% -$91.8K
TJX icon
409
TJX Companies
TJX
$170B
$413K 0.05%
10,984
-638
-5% -$24.1K
FAST icon
410
Fastenal
FAST
$54B
$412K 0.05%
35,048
+64
+0.2% +$702
VO icon
411
Vanguard Mid-Cap ETF
VO
$106B
$409K 0.04%
12,440
-9,820
-44% -$318K
ALL icon
412
Allstate
ALL
$66.9B
$408K 0.04%
5,504
-438
-7% -$30.8K
PSA icon
413
Public Storage
PSA
$60.2B
$408K 0.04%
1,826
+99
+6% +$21.1K
UBSI icon
414
United Bankshares
UBSI
$6.55B
$408K 0.04%
8,823
-7
-0.1% -$297
TWTR
415
DELISTED
Twitter, Inc.
TWTR
$408K 0.04%
25,008
+937
+4% +$17.2K
PICK icon
416
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.19B
$406K 0.04%
15,767
-9,002
-36% -$229K
DE icon
417
Deere & Co
DE
$170B
$404K 0.04%
3,922
-152
-4% -$14.3K
XOP icon
418
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
$403K 0.04%
2,431
+1,125
+86% +$176K
IUSB icon
419
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$398K 0.04%
7,918
+531
+7% +$27K
IYH icon
420
iShares US Healthcare ETF
IYH
$3.11B
$398K 0.04%
13,790
-1,100
-7% -$31.9K
IYK icon
421
iShares US Consumer Staples ETF
IYK
$1.39B
$397K 0.04%
10,767
+2,154
+25% +$79.7K
FBND icon
422
Fidelity Total Bond ETF
FBND
$26.9B
$396K 0.04%
7,942
-90
-1% -$4.5K
KRG icon
423
Kite Realty
KRG
$5.95B
$395K 0.04%
16,811
+821
+5% +$20.3K
AIVL icon
424
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$394K 0.04%
4,909
-96
-2% -$7.57K
CME icon
425
CME Group
CME
$92.2B
$394K 0.04%
3,418
+575
+20% +$64K
15 16
17
18 19

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WB
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BPS
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Sigma Planning Corp's Q4 2016 Portfolio in Review

As of Q4 2016, Sigma Planning Corp held 832 positions worth $915M, up 8.5% from $843M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp deployed $59.7M of net new capital in Q4 2016, opening 89 new positions and adding to 316 existing holdings. Its largest new stake was ProShares Ultra S&P500: 356,808 shares worth $3.4M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.9% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $4.63M trimmed.

  • Sigma Planning Corp's largest Q4 2016 buy was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
  • Sigma Planning Corp added most to iShares Core S&P US Value ETF in Q4 2016, an estimated $8.45M increase.
  • Sigma Planning Corp's biggest Q4 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $4.63M.
  • Sigma Planning Corp fully exited Guggenheim BulletShares 2016 High Yield Corporate Bond ETF in Q4 2016, selling an estimated $1.25M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $915M portfolio in Q4 2016.
  • Sigma Planning Corp opened 89 new positions and closed 97 in Q4 2016.
  • Sigma Planning Corp's portfolio value rose 8.5% quarter-over-quarter to $915M.

Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.