We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
Cap. Flow
-$1.54B
Cap. Flow %
-120.75%
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383

Top Buys

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$13.3M
2
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$4.14M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.81M
4
IOO icon
iShares Global 100 ETF
IOO
+$3.78M
5
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
+$2.03M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$96.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77.7M
3
AMZN icon
Amazon
AMZN
+$31.1M
4
MSFT icon
Microsoft
MSFT
+$30.5M
5
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
+$25.6M

Sector Composition

Rank Sector Weight
1 Technology 11.58%
2 Healthcare 4.94%
3 Consumer Discretionary 4.41%
4 Financials 4.22%
5 Industrials 3.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCI icon
376
Crown Castle
CCI
$32.7B
$658K 0.05%
5,713
-6,843
-54% -$701K
FLG
377
Flagstar Bank National Association
FLG
$5.77B
$657K 0.05%
21,398
-27,068
-56% -$812K
NUE icon
378
Nucor
NUE
$56.4B
$652K 0.05%
3,747
-10,992
-75% -$1.74M
EDOW icon
379
First Trust Dow 30 Equal Weight ETF
EDOW
$308M
$645K 0.05%
19,789
-35,269
-64% -$1.07M
MTUM icon
380
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$644K 0.05%
4,105
-51,886
-93% -$7.62M
PAPR icon
381
Innovator US Equity Power Buffer ETF April
PAPR
$946M
$643K 0.05%
19,659
+7,348
+60% +$231K
DSI icon
382
iShares MSCI KLD 400 Social ETF
DSI
$5.19B
$637K 0.05%
6,997
-2,836
-29% -$241K
TTD icon
383
Trade Desk
TTD
$8.13B
$634K 0.05%
8,805
-12,865
-59% -$945K
FDX icon
384
FedEx
FDX
$74.5B
$633K 0.05%
2,504
-5,748
-70% -$1.46M
MDIV icon
385
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$631K 0.05%
40,293
-28,315
-41% -$421K
BLK icon
386
Blackrock
BLK
$164B
$628K 0.05%
773
-917
-54% -$640K
IDXX icon
387
Idexx Laboratories
IDXX
$42.9B
$627K 0.05%
1,130
-306
-21% -$144K
BDX icon
388
Becton Dickinson
BDX
$43.1B
$624K 0.05%
2,561
-2,464
-49% -$607K
OXY icon
389
Occidental Petroleum
OXY
$57B
$622K 0.05%
10,420
-7,135
-41% -$435K
AMAT icon
390
Applied Materials
AMAT
$426B
$620K 0.05%
3,828
-4,738
-55% -$696K
XONE icon
391
BondBloxx Bloomberg One Year Target Duration US Treasury ETF
XONE
$784M
$620K 0.05%
12,445
-11,833
-49% -$588K
XCEM icon
392
Columbia EM Core ex-China ETF
XCEM
$1.9B
$616K 0.05%
20,336
-14,141
-41% -$398K
XLC icon
393
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$614K 0.05%
8,456
-11,918
-58% -$820K
AGZD icon
394
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$128M
$614K 0.05%
27,998
-13,654
-33% -$302K
UL icon
395
Unilever
UL
$131B
$612K 0.05%
11,213
-28,642
-72% -$1.55M
PHYS icon
396
Sprott Physical Gold
PHYS
$14.6B
$611K 0.05%
38,374
-31,108
-45% -$478K
ECL icon
397
Ecolab
ECL
$75.6B
$608K 0.05%
3,065
-4,191
-58% -$754K
FJUL icon
398
FT Vest US Equity Buffer ETF July
FJUL
$1.19B
$607K 0.05%
14,573
-20,811
-59% -$823K
PKST
399
DELISTED
Peakstone Realty Trust
PKST
$606K 0.05%
30,407
-47,910
-61% -$781K
CMI icon
400
Cummins
CMI
$91.7B
$605K 0.05%
2,526
-3,881
-61% -$882K
14 15
16
17 18

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2023 Portfolio in Review

As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.

  • Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
  • Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
  • Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
  • Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
  • Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
  • Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.

Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.