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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBT icon
376
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$1.32M 0.04%
7,845
-502
-6% -$81.4K
IYH icon
377
iShares US Healthcare ETF
IYH
$3.38B
$1.3M 0.04%
26,490
-30,520
-54% -$1.44M
XEL icon
378
Xcel Energy
XEL
$50.4B
$1.3M 0.04%
19,458
-2,098
-10% -$146K
VXF icon
379
Vanguard Extended Market ETF
VXF
$30.5B
$1.29M 0.04%
7,859
-545
-6% -$80.8K
OHI icon
380
Omega Healthcare
OHI
$15.3B
$1.29M 0.04%
35,522
-13,611
-28% -$461K
QDEF icon
381
FlexShares Quality Dividend Defensive Index Fund
QDEF
$544M
$1.28M 0.04%
26,819
-1,314
-5% -$60.4K
VMW
382
DELISTED
VMware, Inc
VMW
$1.28M 0.04%
9,107
+105
+1% +$15K
APTO
383
DELISTED
Aptose Biosciences, Inc.
APTO
$1.27M 0.04%
645
+72
+13% +$169K
GNRC icon
384
Generac Holdings
GNRC
$11.6B
$1.27M 0.04%
5,574
+2,414
+76% +$520K
TFFP
385
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
$1.24M 0.04%
3,476
-8
-0.2% -$3.08K
MKC icon
386
McCormick & Company Non-Voting
MKC
$13.6B
$1.24M 0.04%
12,988
+724
+6% +$68.3K
FUTY icon
387
Fidelity MSCI Utilities Index ETF
FUTY
$2.38B
$1.24M 0.04%
30,579
-1,352
-4% -$55K
C icon
388
Citigroup
C
$223B
$1.24M 0.04%
20,105
+4,342
+28% +$221K
PTY icon
389
PIMCO Corporate & Income Opportunity Fund
PTY
$2.47B
$1.23M 0.04%
68,972
+44,404
+181% +$756K
STZ icon
390
Constellation Brands
STZ
$22.2B
$1.23M 0.04%
5,603
-632
-10% -$124K
CHI
391
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
$1.22M 0.04%
90,248
-1,531
-2% -$18.8K
TRV icon
392
Travelers Companies
TRV
$81.4B
$1.22M 0.04%
8,675
+20
+0.2% +$2.57K
FTGC icon
393
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.96B
$1.21M 0.04%
+62,470
New +$1.12M
SCHV
394
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$1.2M 0.04%
60,282
-561
-0.9% -$10.5K
IOO icon
395
iShares Global 100 ETF
IOO
$8.68B
$1.19M 0.04%
18,955
-264
-1% -$15.7K
ICLN icon
396
iShares Global Clean Energy ETF
ICLN
$2.35B
$1.18M 0.04%
41,657
+30,384
+270% +$683K
HYT icon
397
BlackRock Corporate High Yield Fund
HYT
$1.35B
$1.18M 0.04%
102,767
+42,719
+71% +$479K
FNCL icon
398
Fidelity MSCI Financials Index ETF
FNCL
$2.37B
$1.17M 0.04%
27,809
-12
-0% -$459
ROK icon
399
Rockwell Automation
ROK
$51.9B
$1.17M 0.04%
4,682
-44
-0.9% -$10.8K
SWKS icon
400
Skyworks Solutions
SWKS
$9.54B
$1.17M 0.04%
7,632
-189
-2% -$27.7K
14 15
16
17 18

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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.