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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXF icon
376
Vanguard Extended Market ETF
VXF
$30.3B
$1.09M 0.04%
8,404
-6,331
-43% -$806K
VMBS icon
377
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$1.09M 0.04%
20,058
+4,820
+32% +$262K
IOO icon
378
iShares Global 100 ETF
IOO
$8.68B
$1.08M 0.04%
19,219
-1,916
-9% -$108K
FDT icon
379
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.27B
$1.08M 0.04%
21,395
+1,741
+9% +$87.3K
SQM icon
380
Sociedad Química y Minera de Chile
SQM
$19.4B
$1.08M 0.04%
33,198
+9,997
+43% +$312K
CORP icon
381
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$1.07M 0.04%
9,379
-2,051
-18% -$238K
MRVL icon
382
Marvell Technology
MRVL
$166B
$1.07M 0.04%
27,022
+2,279
+9% +$83.8K
OLED icon
383
Universal Display
OLED
$3.74B
$1.07M 0.04%
5,934
-34
-0.6% -$5.81K
IDV icon
384
iShares International Select Dividend ETF
IDV
$8.24B
$1.07M 0.04%
42,928
-3,919
-8% -$102K
ED icon
385
Consolidated Edison
ED
$41.4B
$1.07M 0.04%
13,713
-1,621
-11% -$120K
SCHV
386
Schwab US Large-Cap Value ETF
SCHV
$15.7B
$1.06M 0.04%
60,843
-2,190
-3% -$38.3K
VLUE icon
387
iShares MSCI USA Value Factor ETF
VLUE
$9.27B
$1.06M 0.04%
14,350
+1,262
+10% +$93.8K
PSLV icon
388
Sprott Physical Silver Trust
PSLV
$12B
$1.05M 0.04%
127,564
+28,518
+29% +$249K
VCLT icon
389
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.87B
$1.05M 0.04%
9,869
+3,149
+47% +$344K
WBA
390
DELISTED
Walgreens Boots Alliance
WBA
$1.05M 0.04%
29,336
+1,954
+7% +$76.4K
IAGG icon
391
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$1.05M 0.04%
18,791
+3,942
+27% +$219K
ROK icon
392
Rockwell Automation
ROK
$50.6B
$1.04M 0.04%
4,726
-640
-12% -$143K
FV icon
393
First Trust Dorsey Wright Focus 5 ETF
FV
$3.6B
$1.04M 0.04%
30,417
-846
-3% -$28.8K
SPHD icon
394
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.39B
$1.02M 0.04%
31,011
+6,418
+26% +$217K
KMI icon
395
Kinder Morgan
KMI
$71B
$1.01M 0.04%
81,993
-4,138
-5% -$57.7K
CHI
396
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
$1.01M 0.04%
91,779
-9,297
-9% -$104K
NVS icon
397
Novartis
NVS
$298B
$1.01M 0.04%
11,580
-174
-1% -$15.1K
HZNP
398
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$1.01M 0.04%
12,965
+8,204
+172% +$564K
AOK icon
399
iShares Core Conservative Allocation ETF
AOK
$786M
$1.01M 0.04%
27,076
-12,992
-32% -$484K
SPY icon
400
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$779B
$1M 0.04%
3,000
+1,400
+88% +$464K
14 15
16
17 18

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.