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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.67%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.94B
AUM Growth
+$180M
Cap. Flow
+$124M
Cap. Flow %
6.4%
Top 10 Hldgs %
20.35%
Holding
1,072
New
132
Increased
502
Reduced
333
Closed
83

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.07M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.35M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.68M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.71M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.32M

Top Sells

Rank Stock Value
1
SOXX icon
iShares Semiconductor ETF
SOXX
+$5.42M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.17M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.16M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$3.41M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.03M

Sector Composition

Rank Sector Weight
1 Technology 7.37%
2 Financials 4.66%
3 Healthcare 4.23%
4 Consumer Discretionary 4.19%
5 Industrials 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QDEF icon
376
FlexShares Quality Dividend Defensive Index Fund
QDEF
$543M
$873K 0.05%
19,417
+74
+0.4% +$3.32K
BIV icon
377
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$872K 0.04%
10,081
+1,531
+18% +$129K
PZA icon
378
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
$870K 0.04%
33,310
+1,154
+4% +$29.9K
BHVN
379
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$870K 0.04%
19,868
+5,152
+35% +$290K
KR icon
380
Kroger
KR
$34.8B
$865K 0.04%
39,842
+2,745
+7% +$66.8K
IOO icon
381
iShares Global 100 ETF
IOO
$8.56B
$863K 0.04%
17,667
+1,029
+6% +$49.8K
CFR icon
382
Cullen/Frost Bankers
CFR
$10.3B
$855K 0.04%
9,133
+387
+4% +$37.8K
CORP icon
383
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$850K 0.04%
7,914
+1,357
+21% +$142K
QTEC icon
384
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$850K 0.04%
9,944
+4,362
+78% +$368K
SLB icon
385
SLB Ltd
SLB
$77.8B
$850K 0.04%
21,388
+3,652
+21% +$147K
WHR icon
386
Whirlpool
WHR
$2.42B
$846K 0.04%
5,942
+2,276
+62% +$305K
ACB
387
Aurora Cannabis
ACB
$165M
$842K 0.04%
897
-69
-7% -$69.3K
WELL icon
388
Welltower
WELL
$178B
$841K 0.04%
10,316
+71
+0.7% +$5.58K
IWD icon
389
iShares Russell 1000 Value ETF
IWD
$82B
$839K 0.04%
6,594
-95
-1% -$11.9K
NOC icon
390
Northrop Grumman
NOC
$77B
$839K 0.04%
2,596
+167
+7% +$49.8K
BOND icon
391
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$828K 0.04%
7,699
+888
+13% +$94K
EW icon
392
Edwards Lifesciences
EW
$47.6B
$827K 0.04%
13,422
+2,343
+21% +$142K
MAIN icon
393
Main Street Capital
MAIN
$4.97B
$816K 0.04%
19,834
+1,091
+6% +$43.5K
VTR icon
394
Ventas
VTR
$48.9B
$815K 0.04%
11,929
-469
-4% -$29.9K
ADM icon
395
Archer Daniels Midland
ADM
$41.4B
$812K 0.04%
19,905
+3,364
+20% +$139K
ZS icon
396
Zscaler
ZS
$23B
$811K 0.04%
+10,580
New +$754K
PSEC icon
397
Prospect Capital
PSEC
$1.06B
$809K 0.04%
123,830
+5,947
+5% +$39.4K
MET icon
398
MetLife
MET
$61B
$808K 0.04%
16,258
+336
+2% +$15.8K
RVT icon
399
Royce Value Trust
RVT
$2.21B
$806K 0.04%
57,889
+1,510
+3% +$21K
WDC icon
400
Western Digital
WDC
$179B
$805K 0.04%
22,402
+4,978
+29% +$171K
14 15
16
17 18

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Sigma Planning Corp's Q2 2019 Portfolio in Review

As of Q2 2019, Sigma Planning Corp held 1,072 positions worth $1.94B, up 10% from $1.76B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q2 2019, opening 132 new positions and adding to 502 existing holdings. Its largest new stake was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares S&P 500 Value ETF, an estimated $5.17M trimmed.

  • Sigma Planning Corp's largest Q2 2019 buy was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q2 2019, an estimated $9.07M increase.
  • Sigma Planning Corp's biggest Q2 2019 reduction was iShares S&P 500 Value ETF, cutting an estimated $5.17M.
  • Sigma Planning Corp fully exited iShares Semiconductor ETF in Q2 2019, selling an estimated $5.42M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.94B portfolio in Q2 2019.
  • Sigma Planning Corp opened 132 new positions and closed 83 in Q2 2019.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $1.94B.

Based on Sigma Planning Corp's 13F filing for Q2 2019, filed 1 Aug 2019.