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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-11.6%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
-$326M
(-19%)
Cap. Flow
-$109M
Cap. Flow
% of AUM
-7.95%
Top 10 Holdings %
Top 10 Hldgs %
20.72%
Holding
1,027
New
79
Increased
349
Reduced
397
Closed
176
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$9.3M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$6.09M |
| 3 |
Fidelity MSCI Utilities Index ETF
FUTY
|
+$4.48M |
| 4 |
NextEra Energy
NEE
|
+$3.58M |
| 5 |
Fidelity MSCI Real Estate Index ETF
FREL
|
+$3.46M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$9.25M |
| 2 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$8.45M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$8.33M |
| 4 |
iShares S&P 500 Growth ETF
IVW
|
+$7.91M |
| 5 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$5.87M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.61% |
| 2 | Financials | 4.8% |
| 3 | Healthcare | 4.66% |
| 4 | Industrials | 4.14% |
| 5 | Consumer Discretionary | 4.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
| $618K | 0.05% |
42,632
+1,736
| +4% | +$28.5K |
|
377
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
| $618K | 0.05% |
12,748
-6,525
| -34% | -$343K |
|
|
XYZ
378
Block Inc
XYZ
$45.9B
| $612K | 0.04% |
10,903
-58,549
| -84% | -$4.13M |
|
379
Fidelity Limited Term Bond ETF
FLTB
$415M
| $606K | 0.04% |
12,265
-3,010
| -20% | -$148K |
|
|
BMS
380
DELISTED
Bemis
BMS
| $606K | 0.04% |
13,192
-89
| -0.7% | -$4.15K |
|
|
BNY
381
Bank of New York Mellon
BNY
$108B
| $604K | 0.04% |
12,841
+4,917
| +62% | +$239K |
|
382
T-Mobile US
TMUS
$193B
| $604K | 0.04% |
9,492
+2,364
| +33% | +$159K |
|
383
Vanguard Financials ETF
VFH
$13.3B
| $604K | 0.04% |
10,178
-1,599
| -14% | -$104K |
|
384
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
| $603K | 0.04% |
13,591
+2,403
| +21% | +$112K |
|
385
Lear
LEA
$7.19B
| $601K | 0.04% |
4,892
-385
| -7% | -$51.5K |
|
386
Nokia
NOK
$50.8B
| $599K | 0.04% |
102,983
+5,605
| +6% | +$31.5K |
|
387
AstraZeneca
AZN
$263B
| $597K | 0.04% |
7,857
+3,647
| +87% | +$285K |
|
388
Fidelity Total Bond ETF
FBND
$26.9B
| $593K | 0.04% |
12,210
-3,849
| -24% | -$186K |
|
389
State Street SPDR Dow Jones REIT ETF
RWR
$1.93B
| $591K | 0.04% |
6,866
+64
| +0.9% | +$5.85K |
|
390
TJX Companies
TJX
$170B
| $591K | 0.04% |
13,217
-889
| -6% | -$44.9K |
|
391
RPM International
RPM
$13.7B
| $588K | 0.04% |
10,011
+10
| +0.1% | +$612 |
|
392
Brown-Forman Class B
BF.B
$12B
| $585K | 0.04% |
12,304
+3
| +0% | +$143 |
|
393
iShares US Technology ETF
IYW
$23.7B
| $580K | 0.04% |
14,508
-6,596
| -31% | -$286K |
|
394
Occidental Petroleum
OXY
$57B
| $572K | 0.04% |
9,312
+1,170
| +14% | +$82.2K |
|
395
Pebblebrook Hotel Trust
PEB
$2.16B
| $572K | 0.04% |
20,209
+1,400
| +7% | +$46.5K |
|
396
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
| $568K | 0.04% |
20,555
+137
| +0.7% | +$3.71K |
|
397
State Street SPDR S&P Biotech ETF
XBI
$10.1B
| $567K | 0.04% |
7,900
-958
| -11% | -$77.2K |
|
398
Healthcare Realty
HR
$7.42B
| $566K | 0.04% |
22,379
-7,126
| -24% | -$189K |
|
399
BCE
BCE
$19.9B
| $563K | 0.04% |
14,235
-4,848
| -25% | -$198K |
|
400
SLB Ltd
SLB
$77.8B
| $563K | 0.04% |
15,606
+4,616
| +42% | +$228K |
|
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Sigma Planning Corp's Q4 2018 Portfolio in Review
As of Q4 2018, Sigma Planning Corp held 1,027 positions worth $1.37B, down 19% from $1.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp withdrew a net $109M in Q4 2018, closing 176 positions and reducing 397 holdings. Its most notable exit was VictoryShares US Small Cap Volatility Wtd ETF, an estimated $4.21M position sold in full.
By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Sigma Planning Corp opened a new position in State Street SPDR Bloomberg 1-3 Month T-Bill ETF worth $2.31M.
- Sigma Planning Corp's largest Q4 2018 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 25,302 shares worth $2.31M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $9.3M increase.
- Sigma Planning Corp's biggest Q4 2018 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $9.25M.
- Sigma Planning Corp fully exited VictoryShares US Small Cap Volatility Wtd ETF in Q4 2018, selling an estimated $4.21M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $1.37B portfolio in Q4 2018.
- Sigma Planning Corp opened 79 new positions and closed 176 in Q4 2018.
- Sigma Planning Corp's portfolio value fell 19% quarter-over-quarter to $1.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2018, filed 31 Jan 2019.