We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
Cap. Flow
+$124M
Cap. Flow %
7.28%
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.41M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$7.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.44M
5
AMZN icon
Amazon
AMZN
+$6.37M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$7.04M
2
USO icon
United States Oil Fund
USO
+$4.36M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.28M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.74M
5
CPRT icon
Copart
CPRT
+$3.33M

Sector Composition

Rank Sector Weight
1 Technology 8.09%
2 Financials 4.85%
3 Healthcare 4.83%
4 Consumer Discretionary 4.56%
5 Industrials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
376
American Express
AXP
$223B
$730K 0.04%
6,854
-5,068
-43% -$527K
IYH icon
377
iShares US Healthcare ETF
IYH
$3.11B
$726K 0.04%
17,890
+1,050
+6% +$40.5K
VDC icon
378
Vanguard Consumer Staples ETF
VDC
$7.86B
$722K 0.04%
5,155
-685
-12% -$95.6K
PTNQ icon
379
Pacer Trendpilot 100 ETF
PTNQ
$1.2B
$718K 0.04%
19,872
+900
+5% +$31.6K
GPP
380
DELISTED
Green Plains Partners LP
GPP
$715K 0.04%
48,005
+3,583
+8% +$56.6K
PTY icon
381
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$706K 0.04%
39,535
+22,518
+132% +$403K
IHE icon
382
iShares US Pharmaceuticals ETF
IHE
$1.47B
$698K 0.04%
12,471
-234
-2% -$12.8K
NSC icon
383
Norfolk Southern
NSC
$78.8B
$697K 0.04%
3,861
+90
+2% +$15.4K
DVYE icon
384
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$688K 0.04%
17,690
-6,075
-26% -$241K
PEB icon
385
Pebblebrook Hotel Trust
PEB
$2.16B
$684K 0.04%
18,809
+1,191
+7% +$45.4K
TT icon
386
Trane Technologies
TT
$106B
$684K 0.04%
6,683
-321
-5% -$31.4K
PTMC icon
387
Pacer Trendpilot US Mid Cap ETF
PTMC
$396M
$673K 0.04%
20,179
+1,284
+7% +$42.6K
ALGN icon
388
Align Technology
ALGN
$12B
$671K 0.04%
1,714
+187
+12% +$69K
SLB icon
389
SLB Ltd
SLB
$77.8B
$670K 0.04%
10,990
+2,793
+34% +$180K
HSBC icon
390
HSBC
HSBC
$355B
$669K 0.04%
+15,951
New +$691K
OXY icon
391
Occidental Petroleum
OXY
$57B
$669K 0.04%
8,142
+70
+0.9% +$5.66K
XMMO icon
392
Invesco S&P MidCap Momentum ETF
XMMO
$7.39B
$669K 0.04%
12,221
+5,742
+89% +$301K
IEI icon
393
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$667K 0.04%
5,605
-1,026
-15% -$123K
KIO
394
KKR Income Opportunities Fund
KIO
$450M
$661K 0.04%
40,263
-7,218
-15% -$121K
EFFE
395
DELISTED
Global X JPMorgan Efficiente Index ETF
EFFE
$661K 0.04%
24,749
+10,869
+78% +$291K
EXC icon
396
Exelon
EXC
$48.6B
$656K 0.04%
21,066
+755
+4% +$23.2K
RESN
397
DELISTED
Resonant Inc.
RESN
$654K 0.04%
161,000
+24,800
+18% +$117K
VPU
398
Vanguard Utilities ETF
VPU
$8.83B
$652K 0.04%
5,531
-571
-9% -$67.7K
EMLP icon
399
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$651K 0.04%
27,760
-2,476
-8% -$59.1K
IAGG icon
400
iShares Core International Aggregate Bond Fund
IAGG
$10.6B
$651K 0.04%
12,458
+3,612
+41% +$190K
14 15
16
17 18

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2018 Portfolio in Review

As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.

  • Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
  • Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
  • Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
  • Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
  • Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.