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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEY icon
376
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$625K 0.05%
35,065
-542
-2% -$9.47K
TMO icon
377
Thermo Fisher Scientific
TMO
$211B
$624K 0.05%
3,287
+1,355
+70% +$260K
APD icon
378
Air Products & Chemicals
APD
$66.3B
$622K 0.05%
3,789
+334
+10% +$53.2K
QDEF icon
379
FlexShares Quality Dividend Defensive Index Fund
QDEF
$543M
$622K 0.05%
14,094
+3,144
+29% +$135K
OKE icon
380
Oneok
OKE
$58.7B
$621K 0.05%
11,619
-805
-6% -$43K
GS icon
381
Goldman Sachs
GS
$313B
$620K 0.05%
2,433
+656
+37% +$161K
RWR icon
382
State Street SPDR Dow Jones REIT ETF
RWR
$1.93B
$620K 0.05%
6,618
-319
-5% -$29.8K
IUSB icon
383
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$616K 0.05%
12,103
+1,507
+14% +$76.7K
IYH icon
384
iShares US Healthcare ETF
IYH
$3.11B
$614K 0.05%
17,630
-11,395
-39% -$396K
RWX icon
385
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$614K 0.05%
15,173
+851
+6% +$33.2K
EMLP icon
386
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$610K 0.05%
24,833
+1,135
+5% +$27.9K
DLTR icon
387
Dollar Tree
DLTR
$23.1B
$604K 0.05%
5,631
-291
-5% -$28.4K
KRE icon
388
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$603K 0.05%
10,243
-679
-6% -$39K
ENB icon
389
Enbridge
ENB
$124B
$600K 0.05%
15,335
-4,708
-23% -$181K
KHC icon
390
Kraft Heinz
KHC
$30.4B
$598K 0.05%
7,694
+582
+8% +$45.7K
DON icon
391
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$594K 0.05%
16,833
+3,318
+25% +$114K
HYS icon
392
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$590K 0.05%
5,869
+548
+10% +$55.3K
IYW icon
393
iShares US Technology ETF
IYW
$23.7B
$589K 0.05%
14,476
-6,532
-31% -$262K
AMAT icon
394
Applied Materials
AMAT
$426B
$588K 0.05%
11,500
-5,452
-32% -$295K
PHYS icon
395
Sprott Physical Gold
PHYS
$14.6B
$583K 0.04%
55,063
-47
-0.1% -$489
CRM icon
396
Salesforce
CRM
$134B
$581K 0.04%
5,680
+1,072
+23% +$109K
EXC icon
397
Exelon
EXC
$48.6B
$581K 0.04%
20,685
-739
-3% -$21.2K
MPT
398
Medical Properties Trust
MPT
$2.89B
$581K 0.04%
42,192
+4,953
+13% +$66.9K
AGZD icon
399
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$128M
$580K 0.04%
23,960
+3,044
+15% +$73.4K
HAL icon
400
Halliburton
HAL
$27.9B
$571K 0.04%
11,684
-481
-4% -$21.2K
14 15
16
17 18

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Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.