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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.08%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.06B
AUM Growth
+$31.6M
Cap. Flow
+$14.8M
Cap. Flow %
1.39%
Top 10 Hldgs %
17.93%
Holding
850
New
74
Increased
389
Reduced
307
Closed
60

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.9M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$4.82M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.31M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$2.03M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$2.01M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.88M
2
HDV
iShares Core High Dividend ETF
HDV
+$7.78M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$3.16M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.73M
5
BN icon
Brookfield
BN
+$2.25M

Sector Composition

Rank Sector Weight
1 Technology 5.74%
2 Industrials 4.9%
3 Healthcare 4.87%
4 Financials 4.84%
5 Consumer Staples 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRF icon
376
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$553K 0.05%
26,745
-895
-3% -$18.4K
FDRR icon
377
Fidelity Dividend ETF for Rising Rates
FDRR
$732M
$549K 0.05%
19,434
+5,208
+37% +$146K
KIO
378
KKR Income Opportunities Fund
KIO
$450M
$549K 0.05%
+31,404
New +$549K
RWX icon
379
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$546K 0.05%
14,326
+2,185
+18% +$84.4K
TCF
380
DELISTED
TCF Financial Corporation Common Stock
TCF
$544K 0.05%
11,237
-1,182
-10% -$56.5K
SDOG icon
381
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
$541K 0.05%
12,676
-4,737
-27% -$202K
AG icon
382
First Majestic Silver
AG
$8.05B
$540K 0.05%
65,008
+47,832
+278% +$402K
PWV icon
383
Invesco Large Cap Value ETF
PWV
$1.66B
$540K 0.05%
14,922
-31,766
-68% -$1.13M
HYS icon
384
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$539K 0.05%
5,316
+753
+17% +$76.2K
REM icon
385
iShares Mortgage Real Estate ETF
REM
$542M
$538K 0.05%
11,597
+1,112
+11% +$51.7K
FFC
386
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$768M
$536K 0.05%
24,414
+728
+3% +$15.5K
IP icon
387
International Paper
IP
$22.3B
$536K 0.05%
9,993
+11
+0.1% +$556
FTCS icon
388
First Trust Capital Strength ETF
FTCS
$7.88B
$534K 0.05%
11,716
+120
+1% +$5.42K
EXC icon
389
Exelon
EXC
$48.6B
$533K 0.05%
20,717
-380
-2% -$9.67K
STAG icon
390
STAG Industrial
STAG
$7.86B
$532K 0.05%
19,292
-7,186
-27% -$192K
DE icon
391
Deere & Co
DE
$170B
$526K 0.05%
4,254
-112
-3% -$13.1K
VOD icon
392
Vodafone
VOD
$34.9B
$525K 0.05%
18,262
+1,972
+12% +$54.9K
EPD icon
393
Enterprise Products Partners
EPD
$83.8B
$524K 0.05%
19,350
+1,616
+9% +$43.8K
ROK icon
394
Rockwell Automation
ROK
$51.4B
$524K 0.05%
3,236
+89
+3% +$14K
PEB icon
395
Pebblebrook Hotel Trust
PEB
$2.16B
$523K 0.05%
16,209
-4,887
-23% -$152K
TWTR
396
DELISTED
Twitter, Inc.
TWTR
$521K 0.05%
29,171
-1,368
-4% -$23.3K
IWB icon
397
iShares Russell 1000 ETF
IWB
$47.7B
$520K 0.05%
3,845
+115
+3% +$15.4K
BAX icon
398
Baxter International
BAX
$11.6B
$519K 0.05%
8,576
+101
+1% +$5.74K
CMS icon
399
CMS Energy
CMS
$23.1B
$516K 0.05%
11,158
-567
-5% -$26.2K
RF icon
400
Regions Financial
RF
$26.3B
$515K 0.05%
35,186
+2,017
+6% +$28.4K
14 15
16
17 18

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Sigma Planning Corp's Q2 2017 Portfolio in Review

As of Q2 2017, Sigma Planning Corp held 850 positions worth $1.06B, up 3.1% from $1.03B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q2 2017 filing shows 74 new, 389 increased, 307 reduced and 60 closed positions. Its largest new stake was Cadence Design Systems: 56,674 shares worth $1.9M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $7.88M.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 5.5% a quarter earlier, followed by Industrials and Healthcare.

  • Sigma Planning Corp's largest Q2 2017 buy was Cadence Design Systems: 56,674 shares worth $1.9M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q2 2017, an estimated $12.9M increase.
  • Sigma Planning Corp's biggest Q2 2017 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.88M.
  • Sigma Planning Corp fully exited Brookfield in Q2 2017, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $1.06B portfolio in Q2 2017.
  • Sigma Planning Corp opened 74 new positions and closed 60 in Q2 2017.
  • Sigma Planning Corp's portfolio value rose 3.1% quarter-over-quarter to $1.06B.

Based on Sigma Planning Corp's 13F filing for Q2 2017, filed 2 Aug 2017.