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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.8%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$724M
AUM Growth
-$30.4M
Cap. Flow
-$19.5M
Cap. Flow %
-2.69%
Top 10 Hldgs %
17.17%
Holding
812
New
60
Increased
296
Reduced
325
Closed
105

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.3M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$4.03M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.46M
4
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$3.26M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.68M

Top Sells

Rank Stock Value
1
VQT
iPath S&P VEQTOR ETN
VQT
+$5.22M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.78M
3
IYR icon
iShares US Real Estate ETF
IYR
+$3.82M
4
NRF
NorthStar Realty Finance Corp.
NRF
+$2.15M
5
GYLD icon
Arrow Dow Jones Global Yield ETF
GYLD
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 6.76%
2 Healthcare 6.45%
3 Energy 4.81%
4 Consumer Staples 4.58%
5 Financials 4.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHY
376
Calamos Convertible and High Income Fund
CHY
$1.03B
$433K 0.06%
32,555
-2,927
-8% -$41.7K
AIA icon
377
iShares Asia 50 ETF
AIA
$4.52B
$432K 0.06%
+8,599
New +$452K
ILCV icon
378
iShares Morningstar Value ETF
ILCV
$1.3B
$432K 0.06%
10,298
– –
VAW icon
379
Vanguard Materials ETF
VAW
$3B
$430K 0.06%
3,990
+1,156
+41% +$129K
VNR
380
DELISTED
Vanguard Natural Resources, LLC
VNR
$428K 0.06%
28,663
-6,578
-19% -$103K
BGT icon
381
BlackRock Floating Rate Income Trust
BGT
$322M
$425K 0.06%
32,754
-1,445
-4% -$19.3K
EMR icon
382
Emerson Electric
EMR
$82.9B
$424K 0.06%
7,642
-1,005
-12% -$59K
PDT
383
John Hancock Premium Dividend Fund
PDT
$634M
$424K 0.06%
32,356
-1,401
-4% -$19.3K
AXAS
384
DELISTED
Abraxas Petroleum Corp
AXAS
$423K 0.06%
7,165
+1,340
+23% +$87.5K
BWX icon
385
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$422K 0.06%
16,228
-2,604
-14% -$68.9K
IVR icon
386
Invesco Mortgage Capital
IVR
$776M
$419K 0.06%
2,924
-193
-6% -$30.2K
XEL icon
387
Xcel Energy
XEL
$51B
$419K 0.06%
13,034
-3,575
-22% -$120K
TJX icon
388
TJX Companies
TJX
$170B
$417K 0.06%
12,604
+1,250
+11% +$41.6K
DE icon
389
Deere & Co
DE
$170B
$416K 0.06%
4,282
-51
-1% -$4.64K
DHS icon
390
WisdomTree US High Dividend Fund
DHS
$1.56B
$413K 0.06%
6,941
-1,503
-18% -$92K
IMCB icon
391
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$413K 0.06%
10,936
+924
+9% +$35.6K
BXMX
392
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$412K 0.06%
32,127
+1,725
+6% +$22.1K
CURE icon
393
Direxion Daily Healthcare Bull 3X ETF
CURE
$178M
$411K 0.06%
10,451
+1,071
+11% +$37.1K
SIRE
394
DELISTED
Sisecam Resources LP
SIRE
$410K 0.06%
16,734
-1,038
-6% -$24.7K
STON
395
DELISTED
StoneMor Inc.
STON
$410K 0.06%
13,591
+97
+0.7% +$2.9K
IRY
396
DELISTED
SPDR S&P International Health Care Sector
IRY
$410K 0.06%
8,019
+1,062
+15% +$56.3K
NI icon
397
NiSource
NI
$22.4B
$403K 0.06%
22,498
+115
+0.5% +$2.05K
FGP
398
DELISTED
Ferrellgas Partners, L.P.
FGP
$403K 0.06%
17,878
-711
-4% -$16.9K
ETJ
399
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$401K 0.06%
37,136
-1,590
-4% -$17.3K
UTF icon
400
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$401K 0.06%
19,078
+1,190
+7% +$26.8K
14 15
16
17 18

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BPS
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Sigma Planning Corp's Q2 2015 Portfolio in Review

As of Q2 2015, Sigma Planning Corp held 812 positions worth $724M, down 4% from $755M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp's Q2 2015 filing shows 60 new, 296 increased, 325 reduced and 105 closed positions. Its largest new stake was CyberArk: 29,510 shares worth $1.85M. The largest sale was iPath S&P VEQTOR ETN, an estimated $5.22M.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Energy.

  • Sigma Planning Corp's largest Q2 2015 buy was CyberArk: 29,510 shares worth $1.85M.
  • Sigma Planning Corp added most to iShares Core S&P Mid-Cap ETF in Q2 2015, an estimated $6.3M increase.
  • Sigma Planning Corp's biggest Q2 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $5.22M.
  • Sigma Planning Corp fully exited Arrow Dow Jones Global Yield ETF in Q2 2015, selling an estimated $2.09M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $724M portfolio in Q2 2015.
  • Sigma Planning Corp opened 60 new positions and closed 105 in Q2 2015.
  • Sigma Planning Corp's portfolio value fell 4% quarter-over-quarter to $724M.

Based on Sigma Planning Corp's 13F filing for Q2 2015, filed 14 Jul 2015.