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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$755M
AUM Growth
-$1.57M
Cap. Flow
-$8.75M
Cap. Flow %
-1.16%
Top 10 Hldgs %
17.02%
Holding
817
New
100
Increased
305
Reduced
321
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.56M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.33M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.97M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.74M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.73M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$9.97M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$4.82M
3
ETP
Energy Transfer Partners, L.P.
ETP
+$4.39M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$4.18M
5
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$4.04M

Sector Composition

Rank Sector Weight
1 Technology 6.63%
2 Healthcare 6.21%
3 Energy 5.64%
4 Industrials 4.87%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCG
376
DELISTED
Scana
SCG
$448K 0.06%
8,142
-678
-8% -$39.9K
BKNG icon
377
Booking.com
BKNG
$138B
$445K 0.06%
+9,550
New +$427K
PDLI
378
DELISTED
PDL BioPharma, Inc.
PDLI
$445K 0.06%
+63,315
New +$459K
EW icon
379
Edwards Lifesciences
EW
$47.6B
$444K 0.06%
18,714
+6,528
+54% +$146K
AMZN icon
380
Amazon
AMZN
$2.5T
$443K 0.06%
23,800
-1,420
-6% -$25K
PEY icon
381
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$442K 0.06%
33,020
-712
-2% -$9.52K
MU icon
382
Micron Technology
MU
$1.04T
$441K 0.06%
16,260
-2,582
-14% -$77.2K
ADRD
383
DELISTED
Invesco BLDRS Developed Markets 100 ADR Index Fund
ADRD
$438K 0.06%
18,865
+615
+3% +$14.2K
NXPI icon
384
NXP Semiconductors
NXPI
$68B
$437K 0.06%
4,349
-12,009
-73% -$1.06M
IRC
385
DELISTED
INLAND REAL ESTATE CORP
IRC
$436K 0.06%
40,813
+3,810
+10% +$41.7K
BRK.A icon
386
Berkshire Hathaway Class A
BRK.A
$1.07T
$435K 0.06%
2
– –
FOLD
387
DELISTED
Amicus Therapeutics
FOLD
$435K 0.06%
40,002
-4,073
-9% -$35.9K
WMB icon
388
Williams Companies
WMB
$90.5B
$435K 0.06%
8,599
+853
+11% +$39.5K
TGP
389
DELISTED
Teekay LNG Partners L.P.
TGP
$435K 0.06%
11,659
-187
-2% -$7.08K
BSV icon
390
Vanguard Short-Term Bond ETF
BSV
$44.6B
$434K 0.06%
5,393
-1,760
-25% -$141K
BPT
391
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$431K 0.06%
7,406
-2,347
-24% -$164K
ILCV icon
392
iShares Morningstar Value ETF
ILCV
$1.3B
$431K 0.06%
10,298
– –
ILTB icon
393
iShares Core 10+ Year USD Bond ETF
ILTB
$596M
$429K 0.06%
+6,591
New +$428K
MBB icon
394
iShares MBS ETF
MBB
$39B
$427K 0.06%
3,866
-676
-15% -$74.3K
VDC icon
395
Vanguard Consumer Staples ETF
VDC
$7.86B
$427K 0.06%
3,359
+124
+4% +$15.7K
NSC icon
396
Norfolk Southern
NSC
$78.8B
$421K 0.06%
4,085
-1,604
-28% -$172K
APA icon
397
APA Corp
APA
$12.8B
$420K 0.06%
6,968
+868
+14% +$54.6K
KKR icon
398
KKR & Co
KKR
$89.2B
$420K 0.06%
18,412
-119
-0.6% -$2.81K
ETJ
399
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$419K 0.06%
38,726
+1,236
+3% +$13.3K
PHG icon
400
Philips
PHG
$25.4B
$419K 0.06%
+21,322
New +$425K
14 15
16
17 18

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Sigma Planning Corp's Q1 2015 Portfolio in Review

As of Q1 2015, Sigma Planning Corp held 817 positions worth $755M, down 0.21% from $756M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp's Q1 2015 filing shows 100 new, 305 increased, 321 reduced and 66 closed positions. Its largest new stake was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $9.97M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 7% a quarter earlier, followed by Healthcare and Energy.

  • Sigma Planning Corp's largest Q1 2015 buy was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $4.56M increase.
  • Sigma Planning Corp's biggest Q1 2015 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $9.97M.
  • Sigma Planning Corp fully exited Energy Transfer Partners, L.P. in Q1 2015, selling an estimated $4.39M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $755M portfolio in Q1 2015.
  • Sigma Planning Corp opened 100 new positions and closed 66 in Q1 2015.
  • Sigma Planning Corp's portfolio value fell 0.21% quarter-over-quarter to $755M.

Based on Sigma Planning Corp's 13F filing for Q1 2015, filed 23 Apr 2015.