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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIS icon
351
General Mills
GIS
$19.7B
$1.84M 0.05%
39,653
+497
+1% +$23.6K
FE icon
352
FirstEnergy
FE
$27.5B
$1.82M 0.05%
40,698
-117
-0.3% -$5.37K
AVDV icon
353
Avantis International Small Cap Value ETF
AVDV
$19.8B
$1.81M 0.05%
19,220
+379
+2% +$34.4K
IYY icon
354
iShares Dow Jones US ETF
IYY
$3.07B
$1.8M 0.05%
10,868
+276
+3% +$45.4K
FEGE
355
First Eagle Global Equity ETF
FEGE
$2.33B
$1.77M 0.05%
38,377
-589
-2% -$26.6K
FCX icon
356
Freeport-McMoran
FCX
$97.5B
$1.76M 0.05%
34,739
-21,454
-38% -$930K
WMB icon
357
Williams Companies
WMB
$86.1B
$1.76M 0.05%
29,259
-195
-0.7% -$11.8K
TLH icon
358
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$1.76M 0.05%
17,280
-4,456
-21% -$460K
MCK icon
359
McKesson
MCK
$101B
$1.75M 0.05%
2,138
-9
-0.4% -$7.34K
MSIF
360
MSC Income Fund Inc
MSIF
$566M
$1.75M 0.05%
133,692
+78,721
+143% +$1.05M
SBUX icon
361
Starbucks
SBUX
$120B
$1.75M 0.05%
20,736
-1,223
-6% -$103K
FNCL icon
362
Fidelity MSCI Financials Index ETF
FNCL
$2.4B
$1.69M 0.05%
21,374
-421
-2% -$31.8K
SYLD icon
363
Cambria Shareholder Yield ETF
SYLD
$1.01B
$1.69M 0.05%
24,245
+692
+3% +$47.5K
VDE icon
364
Vanguard Energy ETF
VDE
$9.84B
$1.67M 0.05%
13,276
-63
-0.5% -$7.91K
AGZD icon
365
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$135M
$1.67M 0.05%
74,169
+1,184
+2% +$26.6K
URI icon
366
United Rentals
URI
$72.4B
$1.67M 0.05%
2,058
-38
-2% -$33K
MNST icon
367
Monster Beverage
MNST
$88.5B
$1.66M 0.05%
21,709
+2,817
+15% +$202K
KMB icon
368
Kimberly-Clark
KMB
$36.5B
$1.66M 0.05%
16,442
+714
+5% +$78.1K
BUFQ icon
369
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.56B
$1.65M 0.05%
78,927
+4,256
+6% +$150K
FMB icon
370
First Trust Managed Municipal ETF
FMB
$2.06B
$1.65M 0.05%
32,176
-2,795
-8% -$143K
C icon
371
Citigroup
C
$226B
$1.64M 0.05%
14,070
-1,047
-7% -$109K
FDX icon
372
FedEx
FDX
$75.4B
$1.63M 0.05%
5,638
+2,533
+82% +$665K
DGRW icon
373
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$1.62M 0.04%
18,151
+418
+2% +$37.3K
DELL icon
374
Dell
DELL
$293B
$1.62M 0.04%
13,090
+2,451
+23% +$345K
TJX icon
375
TJX Companies
TJX
$178B
$1.61M 0.04%
10,540
+231
+2% +$34.2K
13 14
15
16 17

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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.