We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TROW icon
351
T. Rowe Price
TROW
$25B
$1.81M 0.05%
17,596
-1,270
-7% -$133K
VOT icon
352
Vanguard Mid-Cap Growth ETF
VOT
$19B
$1.78M 0.05%
6,064
-59
-1% -$17K
KLAC icon
353
KLA
KLAC
$275B
$1.78M 0.05%
16,490
+8,030
+95% +$749K
FMB icon
354
First Trust Managed Municipal ETF
FMB
$2.03B
$1.77M 0.05%
34,971
-3,646
-9% -$182K
ITT icon
355
ITT
ITT
$17.5B
$1.76M 0.05%
+9,831
New +$1.65M
DTM icon
356
DT Midstream
DTM
$14.9B
$1.76M 0.05%
15,533
-3
-0% -$314
ISEP icon
357
Innovator International Developed Power Buffer ETF September
ISEP
$65.1M
$1.75M 0.05%
55,052
-62,168
-53% -$1.94M
BSCP
358
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$1.74M 0.05%
83,903
-2,504
-3% -$51.8K
FEGE
359
First Eagle Global Equity ETF
FEGE
$2.14B
$1.72M 0.05%
38,966
+5,975
+18% +$250K
IYY icon
360
iShares Dow Jones US ETF
IYY
$2.92B
$1.72M 0.05%
10,592
+344
+3% +$53.8K
COWG icon
361
Pacer US Large Cap Cash Cows Growth Leaders ETF
COWG
$2.19B
$1.71M 0.05%
47,218
+17,601
+59% +$622K
BSX icon
362
Boston Scientific
BSX
$65.8B
$1.7M 0.05%
17,389
+10,276
+144% +$1.06M
VDE icon
363
Vanguard Energy ETF
VDE
$10.1B
$1.68M 0.05%
13,339
+1,599
+14% +$197K
AVDV icon
364
Avantis International Small Cap Value ETF
AVDV
$18.9B
$1.68M 0.05%
18,841
+1,822
+11% +$153K
FDIS icon
365
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.59B
$1.67M 0.05%
16,226
-7,796
-32% -$771K
FNCL icon
366
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
$1.66M 0.05%
21,795
+1,028
+5% +$77.4K
MCK icon
367
McKesson
MCK
$98.5B
$1.66M 0.05%
2,147
-168
-7% -$118K
AXON
368
Axon Enterprise
AXON
$40.5B
$1.66M 0.05%
2,309
+326
+16% +$247K
SOFI icon
369
SoFi Technologies
SOFI
$21.1B
$1.66M 0.05%
62,650
+1,997
+3% +$47.4K
FSTA icon
370
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
$1.65M 0.05%
33,203
-1,502
-4% -$76.8K
AGZD icon
371
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$128M
$1.64M 0.05%
72,985
-7,404
-9% -$166K
SOUN icon
372
SoundHound AI
SOUN
$2.68B
$1.64M 0.05%
102,067
-4,594
-4% -$61K
KR icon
373
Kroger
KR
$34.8B
$1.63M 0.05%
24,226
-1,834
-7% -$128K
INTC icon
374
Intel
INTC
$466B
$1.63M 0.05%
48,503
+12,541
+35% +$304K
PLTM icon
375
GraniteShares Platinum Shares
PLTM
$173M
$1.62M 0.05%
+107,028
New +$1.43M
13 14
15
16 17

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.