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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUFQ icon
351
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.49B
$1.44M 0.05%
+57,174
New +$1.44M
KMI icon
352
Kinder Morgan
KMI
$73.1B
$1.42M 0.05%
85,402
-25,207
-23% -$435K
FUTY icon
353
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
$1.41M 0.05%
37,268
+3,468
+10% +$144K
IBDO
354
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$1.41M 0.05%
55,668
-70,665
-56% -$1.79M
SOXX icon
355
iShares Semiconductor ETF
SOXX
$44.2B
$1.41M 0.05%
8,928
+1,701
+24% +$283K
GD icon
356
General Dynamics
GD
$105B
$1.4M 0.05%
6,338
-643
-9% -$142K
ADM icon
357
Archer Daniels Midland
ADM
$41.4B
$1.39M 0.05%
18,494
-4,519
-20% -$366K
IYY icon
358
iShares Dow Jones US ETF
IYY
$2.92B
$1.39M 0.05%
13,302
-745
-5% -$81K
CSX icon
359
CSX Corp
CSX
$98.6B
$1.39M 0.05%
45,059
-4,153
-8% -$132K
IWN icon
360
iShares Russell 2000 Value ETF
IWN
$14.4B
$1.38M 0.05%
10,171
+246
+2% +$35.3K
FJUL icon
361
FT Vest US Equity Buffer ETF July
FJUL
$1.19B
$1.36M 0.05%
+35,384
New +$1.39M
SCHP icon
362
Schwab US TIPS ETF
SCHP
$16.3B
$1.36M 0.05%
53,708
-8,672
-14% -$224K
CRWD icon
363
CrowdStrike
CRWD
$187B
$1.35M 0.05%
32,304
-1,156
-3% -$44.9K
FMB icon
364
First Trust Managed Municipal ETF
FMB
$2.03B
$1.35M 0.05%
27,546
+2,564
+10% +$129K
EFA icon
365
iShares MSCI EAFE ETF
EFA
$76.4B
$1.34M 0.05%
19,504
-52,521
-73% -$3.76M
TROW icon
366
T. Rowe Price
TROW
$25B
$1.34M 0.05%
12,809
-493
-4% -$55.5K
FCOM icon
367
Fidelity MSCI Communication Services Index ETF
FCOM
$1.74B
$1.34M 0.05%
33,793
+7,298
+28% +$298K
CG icon
368
Carlyle Group
CG
$16.3B
$1.34M 0.05%
44,393
-3,496
-7% -$113K
RWK icon
369
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.3B
$1.34M 0.05%
14,265
+534
+4% +$51.9K
ROK icon
370
Rockwell Automation
ROK
$51.4B
$1.34M 0.05%
4,675
-106
-2% -$32.8K
XLC icon
371
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$1.34M 0.05%
20,374
-4,586
-18% -$306K
AZN icon
372
AstraZeneca
AZN
$263B
$1.33M 0.05%
9,821
-357
-4% -$48.8K
JGRO icon
373
JPMorgan Active Growth ETF
JGRO
$9.38B
$1.33M 0.05%
24,633
-2,867
-10% -$160K
OLED icon
374
Universal Display
OLED
$3.71B
$1.32M 0.05%
8,438
+445
+6% +$67.6K
KR icon
375
Kroger
KR
$34.8B
$1.31M 0.05%
29,333
+1,266
+5% +$59.6K
13 14
15
16 17

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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.