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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDY icon
351
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$1.53M 0.05%
3,461
+1,363
+65% +$603K
IOO icon
352
iShares Global 100 ETF
IOO
$8.56B
$1.53M 0.05%
23,866
-3,130
-12% -$201K
ALL icon
353
Allstate
ALL
$66.9B
$1.52M 0.05%
11,224
-1,235
-10% -$162K
WPC icon
354
W.P. Carey
WPC
$17.1B
$1.51M 0.05%
19,788
-3,480
-15% -$261K
SPEM icon
355
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$1.5M 0.05%
45,659
+5,393
+13% +$175K
FTXO icon
356
First Trust Nasdaq Bank ETF
FTXO
$305M
$1.49M 0.05%
56,926
+6,464
+13% +$176K
CG icon
357
Carlyle Group
CG
$16.3B
$1.49M 0.05%
49,778
+274
+0.6% +$7.82K
UNM icon
358
Unum
UNM
$13.8B
$1.48M 0.05%
36,088
+1,307
+4% +$54.8K
SKYY icon
359
First Trust Cloud Computing ETF
SKYY
$2.74B
$1.47M 0.05%
25,511
+369
+1% +$22.4K
FTRI icon
360
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$124M
$1.47M 0.05%
107,166
-460
-0.4% -$6.18K
IQLT icon
361
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$1.46M 0.05%
45,219
+631
+1% +$19.6K
IWN icon
362
iShares Russell 2000 Value ETF
IWN
$14.4B
$1.46M 0.05%
10,561
-288
-3% -$40.7K
GSY icon
363
Invesco Ultra Short Duration ETF
GSY
$3.82B
$1.45M 0.05%
29,405
-19,781
-40% -$977K
VV icon
364
Vanguard Large-Cap ETF
VV
$51.9B
$1.45M 0.05%
8,302
+2,442
+42% +$428K
BUFG icon
365
FT Vest Buffered Allocation Growth ETF
BUFG
$324M
$1.44M 0.05%
80,317
-4,706
-6% -$84.3K
EFG icon
366
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$1.44M 0.05%
17,168
-1,541
-8% -$125K
CWB icon
367
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$1.43M 0.05%
22,193
+3,121
+16% +$203K
MGC icon
368
Vanguard Mega Cap 300 Index ETF
MGC
$9.87B
$1.42M 0.05%
10,744
-2,419
-18% -$323K
OXY icon
369
Occidental Petroleum
OXY
$57B
$1.42M 0.05%
22,580
+5,276
+30% +$359K
FDIS icon
370
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.59B
$1.41M 0.05%
24,873
-6,361
-20% -$386K
OKE icon
371
Oneok
OKE
$58.7B
$1.41M 0.05%
21,439
+6,605
+45% +$406K
MAIN icon
372
Main Street Capital
MAIN
$4.97B
$1.41M 0.05%
38,092
-1,154
-3% -$42.2K
WMB icon
373
Williams Companies
WMB
$90.5B
$1.41M 0.05%
42,744
+22,514
+111% +$733K
BLK icon
374
Blackrock
BLK
$164B
$1.4M 0.05%
1,974
-268
-12% -$179K
PDBC icon
375
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
$1.39M 0.05%
94,119
+15,374
+20% +$256K
13 14
15
16 17

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WB
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BPS
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ACM
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WWA
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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.