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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUTY icon
351
Fidelity MSCI Utilities Index ETF
FUTY
$2.38B
$1.21M 0.05%
31,931
-815
-2% -$31.1K
MRNA icon
352
Moderna
MRNA
$22.1B
$1.21M 0.05%
17,098
-1,015
-6% -$70.8K
HYMB icon
353
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$1.21M 0.05%
42,508
+3,270
+8% +$93.2K
FE icon
354
FirstEnergy
FE
$28.5B
$1.2M 0.05%
41,786
+26,515
+174% +$832K
FSTA icon
355
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
$1.2M 0.05%
31,431
+2,030
+7% +$76.3K
XMMO icon
356
Invesco S&P MidCap Momentum ETF
XMMO
$7.35B
$1.2M 0.05%
18,086
+330
+2% +$21.1K
MKC icon
357
McCormick & Company Non-Voting
MKC
$13.6B
$1.19M 0.05%
12,264
-1,466
-11% -$143K
CASH icon
358
Pathward Financial
CASH
$1.82B
$1.19M 0.05%
61,744
-16,977
-22% -$320K
PARA
359
DELISTED
Paramount Global Class B
PARA
$1.18M 0.05%
42,280
-710
-2% -$19K
SGOL icon
360
abrdn Physical Gold Shares ETF
SGOL
$6.97B
$1.18M 0.05%
65,171
+2,901
+5% +$53.4K
STZ icon
361
Constellation Brands
STZ
$22.2B
$1.18M 0.05%
6,235
+59
+1% +$10.8K
AZN icon
362
AstraZeneca
AZN
$263B
$1.18M 0.05%
10,760
+5,616
+109% +$625K
QYLD icon
363
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.03B
$1.17M 0.05%
54,389
+10,351
+24% +$224K
XLG icon
364
Invesco S&P 500 Top 50 ETF
XLG
$10.4B
$1.17M 0.05%
44,590
+10,330
+30% +$267K
DLN icon
365
WisdomTree US LargeCap Dividend Fund
DLN
$6.25B
$1.16M 0.05%
23,868
+10,352
+77% +$503K
SWKS icon
366
Skyworks Solutions
SWKS
$9.54B
$1.14M 0.05%
7,821
-111
-1% -$15.4K
GS icon
367
Goldman Sachs
GS
$309B
$1.13M 0.04%
5,621
+1,604
+40% +$326K
KBWB icon
368
Invesco KBW Bank ETF
KBWB
$6.88B
$1.13M 0.04%
30,032
+11,831
+65% +$458K
MBB icon
369
iShares MBS ETF
MBB
$39.1B
$1.11M 0.04%
10,079
-16
-0.2% -$1.77K
XLC icon
370
State Street Communication Services Select Sector SPDR ETF
XLC
$22.1B
$1.11M 0.04%
18,682
-23,557
-56% -$1.4M
TMUS icon
371
T-Mobile US
TMUS
$190B
$1.1M 0.04%
9,665
+1,008
+12% +$112K
FTXN icon
372
First Trust Nasdaq Oil & Gas ETF
FTXN
$162M
$1.1M 0.04%
118,367
+728
+0.6% +$7.89K
OKTA icon
373
Okta
OKTA
$23.9B
$1.1M 0.04%
5,144
+221
+4% +$46.1K
PTLC icon
374
Pacer Trendpilot US Large Cap ETF
PTLC
$3.23B
$1.1M 0.04%
37,157
-1,367
-4% -$39.8K
RIGS icon
375
ALPS Strategic Income Fund
RIGS
$60.4M
$1.1M 0.04%
44,746
-154
-0.3% -$3.8K
13 14
15
16 17

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.