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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.08%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.06B
AUM Growth
+$31.6M
Cap. Flow
+$14.8M
Cap. Flow %
1.39%
Top 10 Hldgs %
17.93%
Holding
850
New
74
Increased
389
Reduced
307
Closed
60

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.9M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$4.82M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.31M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$2.03M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$2.01M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.88M
2
HDV
iShares Core High Dividend ETF
HDV
+$7.78M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$3.16M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.73M
5
BN icon
Brookfield
BN
+$2.25M

Sector Composition

Rank Sector Weight
1 Technology 5.74%
2 Industrials 4.9%
3 Healthcare 4.87%
4 Financials 4.84%
5 Consumer Staples 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPI
351
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$617K 0.06%
25,100
– –
TQQQ icon
352
ProShares UltraPro QQQ
TQQQ
$31.1B
$612K 0.06%
150,384
-7,896
-5% -$32.4K
BLK icon
353
Blackrock
BLK
$164B
$610K 0.06%
1,444
+62
+4% +$24.7K
VO icon
354
Vanguard Mid-Cap ETF
VO
$106B
$610K 0.06%
17,108
+1,380
+9% +$48.8K
PTY icon
355
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$605K 0.06%
36,710
+789
+2% +$12.7K
USA icon
356
Liberty All-Star Equity Fund
USA
$1.75B
$605K 0.06%
106,936
+5,794
+6% +$32.2K
VER
357
DELISTED
VEREIT, Inc.
VER
$604K 0.06%
14,840
-3,495
-19% -$144K
VCIT icon
358
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$600K 0.06%
6,851
-1,371
-17% -$120K
JNK icon
359
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$598K 0.06%
5,362
-666
-11% -$74K
PEY icon
360
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$597K 0.06%
35,448
-750
-2% -$12.7K
JPS
361
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$594K 0.06%
58,068
+1,069
+2% +$10.6K
FLTR icon
362
VanEck IG Floating Rate ETF
FLTR
$2.93B
$593K 0.06%
23,490
+797
+4% +$20.1K
MDLZ icon
363
Mondelez International
MDLZ
$77.7B
$591K 0.06%
13,675
+306
+2% +$13.8K
NNN icon
364
NNN REIT
NNN
$9.39B
$590K 0.06%
15,092
-747
-5% -$30.2K
FEX icon
365
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$585K 0.06%
10,995
+247
+2% +$12.9K
MON
366
DELISTED
Monsanto Co
MON
$585K 0.06%
4,944
+191
+4% +$22.3K
KHC icon
367
Kraft Heinz
KHC
$30.4B
$584K 0.05%
6,818
-604
-8% -$54.8K
ITW icon
368
Illinois Tool Works
ITW
$81.4B
$583K 0.05%
4,072
+390
+11% +$54.4K
MFIC icon
369
MidCap Financial Investment
MFIC
$784M
$580K 0.05%
30,241
+6,300
+26% +$123K
BCS.PRD.CL
370
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$577K 0.05%
21,707
+777
+4% +$20.5K
PBI icon
371
Pitney Bowes
PBI
$2.42B
$576K 0.05%
38,167
-34,997
-48% -$511K
RPM icon
372
RPM International
RPM
$13.7B
$574K 0.05%
10,529
+1,041
+11% +$55.7K
IYH icon
373
iShares US Healthcare ETF
IYH
$3.11B
$572K 0.05%
17,195
-30,010
-64% -$959K
PFC
374
DELISTED
Premier Financial Corp. Common Stock
PFC
$562K 0.05%
21,348
-1,054
-5% -$28K
VPU
375
Vanguard Utilities ETF
VPU
$8.83B
$556K 0.05%
4,862
+127
+3% +$14.6K
13 14
15
16 17

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Sigma Planning Corp's Q2 2017 Portfolio in Review

As of Q2 2017, Sigma Planning Corp held 850 positions worth $1.06B, up 3.1% from $1.03B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q2 2017 filing shows 74 new, 389 increased, 307 reduced and 60 closed positions. Its largest new stake was Cadence Design Systems: 56,674 shares worth $1.9M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $7.88M.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 5.5% a quarter earlier, followed by Industrials and Healthcare.

  • Sigma Planning Corp's largest Q2 2017 buy was Cadence Design Systems: 56,674 shares worth $1.9M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q2 2017, an estimated $12.9M increase.
  • Sigma Planning Corp's biggest Q2 2017 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.88M.
  • Sigma Planning Corp fully exited Brookfield in Q2 2017, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $1.06B portfolio in Q2 2017.
  • Sigma Planning Corp opened 74 new positions and closed 60 in Q2 2017.
  • Sigma Planning Corp's portfolio value rose 3.1% quarter-over-quarter to $1.06B.

Based on Sigma Planning Corp's 13F filing for Q2 2017, filed 2 Aug 2017.