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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$714M
AUM Growth
+$83.2M
Cap. Flow
+$65.6M
Cap. Flow %
9.18%
Top 10 Hldgs %
18.43%
Holding
772
New
101
Increased
311
Reduced
267
Closed
74

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.66M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.86M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.7M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.54M
5
MBB icon
iShares MBS ETF
MBB
+$5.52M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.45M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$3.13M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$2.43M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$2.35M
5
SCI icon
Service Corp International
SCI
+$2.25M

Sector Composition

Rank Sector Weight
1 Healthcare 5.8%
2 Technology 5.68%
3 Consumer Staples 5.32%
4 Industrials 4.77%
5 Financials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNC icon
351
Lincoln National
LNC
$7.91B
$436K 0.06%
8,678
-721
-8% -$37.7K
REZ icon
352
iShares Residential and Multisector Real Estate ETF
REZ
$914M
$436K 0.06%
+6,879
New +$421K
KHC icon
353
Kraft Heinz
KHC
$30.4B
$433K 0.06%
+5,945
New +$439K
PDM
354
Piedmont Realty Trust
PDM
$1.22B
$433K 0.06%
22,931
+1,224
+6% +$23.4K
QCOM icon
355
Qualcomm
QCOM
$176B
$433K 0.06%
8,663
-1,282
-13% -$68.4K
PDT
356
John Hancock Premium Dividend Fund
PDT
$634M
$430K 0.06%
31,358
-1,280
-4% -$17.1K
ITC
357
DELISTED
ITC HOLDINGS CORP
ITC
$429K 0.06%
10,941
+484
+5% +$16.8K
BXMX
358
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$427K 0.06%
31,766
+558
+2% +$7.14K
RPM icon
359
RPM International
RPM
$13.7B
$425K 0.06%
9,639
+372
+4% +$16.8K
VLO icon
360
Valero Energy
VLO
$89.8B
$423K 0.06%
5,988
-3,293
-35% -$224K
STON
361
DELISTED
StoneMor Inc.
STON
$421K 0.06%
15,738
+1,411
+10% +$40.2K
MON
362
DELISTED
Monsanto Co
MON
$421K 0.06%
4,278
+198
+5% +$18.6K
BABA icon
363
Alibaba
BABA
$269B
$420K 0.06%
5,164
-529
-9% -$41.5K
SLB icon
364
SLB Ltd
SLB
$77.8B
$420K 0.06%
6,014
-704
-10% -$52.7K
IMCB icon
365
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$419K 0.06%
11,720
+1,808
+18% +$65.7K
GPT
366
DELISTED
Gramercy Property Trust
GPT
$419K 0.06%
+18,090
New +$1.13M
AET
367
DELISTED
Aetna Inc
AET
$418K 0.06%
3,864
-70
-2% -$7.57K
FFC
368
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$768M
$417K 0.06%
20,795
+342
+2% +$6.8K
BWX icon
369
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$415K 0.06%
16,058
+2,710
+20% +$70.3K
CMS icon
370
CMS Energy
CMS
$23.1B
$415K 0.06%
11,494
+378
+3% +$13.5K
PTY icon
371
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$414K 0.06%
31,022
+1,044
+3% +$14.4K
EWY icon
372
iShares MSCI South Korea ETF
EWY
$21.7B
$413K 0.06%
+8,310
New +$436K
IVZ icon
373
Invesco
IVZ
$13.3B
$413K 0.06%
12,328
+1,597
+15% +$52.3K
DE icon
374
Deere & Co
DE
$170B
$410K 0.06%
5,370
-46
-0.8% -$3.56K
MS icon
375
Morgan Stanley
MS
$337B
$410K 0.06%
12,886
-758
-6% -$25.2K
13 14
15
16 17

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WB
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BPS
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VPC
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ACM
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Sigma Planning Corp's Q4 2015 Portfolio in Review

As of Q4 2015, Sigma Planning Corp held 772 positions worth $714M, up 13% from $631M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $65.6M of net new capital in Q4 2015, opening 101 new positions and adding to 311 existing holdings. Its largest new stake was ProShares Ultra S&P500: 473,608 shares worth $3.73M.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 6.1% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.45M trimmed.

  • Sigma Planning Corp's largest Q4 2015 buy was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $8.66M increase.
  • Sigma Planning Corp's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.45M.
  • Sigma Planning Corp fully exited Service Corp International in Q4 2015, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $714M portfolio in Q4 2015.
  • Sigma Planning Corp opened 101 new positions and closed 74 in Q4 2015.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $714M.

Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.