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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKLC icon
326
BNY Mellon US Large Cap Core Equity ETF
BKLC
$5.69B
$2.1M 0.06%
48,117
+3,819
+9% +$165K
BSCT icon
327
Invesco BulletShares 2029 Corporate Bond ETF
BSCT
$2.93B
$2.08M 0.06%
110,381
+9,022
+9% +$170K
CPB icon
328
Campbell Soup
CPB
$6.87B
$2.05M 0.06%
73,690
+4,368
+6% +$131K
PDBC icon
329
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.42B
$2.05M 0.06%
154,836
+15,608
+11% +$211K
NKE icon
330
Nike
NKE
$61.9B
$2.04M 0.06%
32,067
+16,202
+102% +$1.06M
SOXX icon
331
iShares Semiconductor ETF
SOXX
$45.9B
$2.03M 0.06%
8,550
+268
+3% +$79K
ET icon
332
Energy Transfer Partners
ET
$69.3B
$2.02M 0.06%
122,619
-6,122
-5% -$102K
TMO icon
333
Thermo Fisher Scientific
TMO
$220B
$2.02M 0.06%
3,496
+179
+5% +$101K
RWK icon
334
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$2.01M 0.06%
15,930
-1,269
-7% -$159K
DTM icon
335
DT Midstream
DTM
$13.4B
$2.01M 0.06%
16,813
+1,280
+8% +$147K
OUNZ icon
336
VanEck Merk Gold Trust
OUNZ
$2.69B
$1.99M 0.06%
48,589
-5,327
-10% -$213K
FV icon
337
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$1.97M 0.05%
31,350
-2,253
-7% -$140K
JMTG
338
JPMorgan Mortgage-Backed Securities ETF
JMTG
$6.82B
$1.96M 0.05%
38,301
+1,678
+5% +$85.9K
JVAL icon
339
JPMorgan US Value Factor ETF
JVAL
$865M
$1.95M 0.05%
39,762
-706
-2% -$34.1K
CAH icon
340
Cardinal Health
CAH
$55.4B
$1.94M 0.05%
9,461
+2,810
+42% +$529K
TROW icon
341
T. Rowe Price
TROW
$24.3B
$1.94M 0.05%
18,931
+1,335
+8% +$138K
EMLP icon
342
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$1.94M 0.05%
51,261
+668
+1% +$25.5K
PPA icon
343
Invesco Aerospace & Defense ETF
PPA
$8.7B
$1.94M 0.05%
17,351
+163
+0.9% +$25.1K
VGSH icon
344
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$1.93M 0.05%
32,879
-122
-0.4% -$7.17K
FFLG icon
345
Fidelity Fundamental Large Cap Growth ETF
FFLG
$620M
$1.93M 0.05%
64,437
+2,491
+4% +$74.1K
CLX icon
346
Clorox
CLX
$12.7B
$1.93M 0.05%
19,128
+7,474
+64% +$811K
CALF icon
347
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.84B
$1.93M 0.05%
43,416
-2,475
-5% -$109K
IWO icon
348
iShares Russell 2000 Growth ETF
IWO
$15B
$1.92M 0.05%
5,956
-99
-2% -$32.2K
VOT icon
349
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$1.88M 0.05%
6,740
+676
+11% +$193K
SPYM
350
State Street SPDR Portfolio S&P 500 ETF
SPYM
$169B
$1.88M 0.05%
23,389
+156
+0.7% +$12.4K
12 13
14
15 16

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MAM
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AS
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BCP
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.