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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRID
326
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.4B
$1.97M 0.06%
13,063
+829
+7% +$119K
FNDF icon
327
Schwab Fundamental International Large Company Index ETF
FNDF
$24.3B
$1.97M 0.06%
45,893
-950
-2% -$39.5K
KMB icon
328
Kimberly-Clark
KMB
$36.4B
$1.96M 0.06%
15,728
-2,704
-15% -$350K
AMAT icon
329
Applied Materials
AMAT
$426B
$1.94M 0.06%
9,498
+878
+10% +$159K
VGSH icon
330
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$1.94M 0.06%
33,001
+322
+1% +$18.9K
IWO icon
331
iShares Russell 2000 Growth ETF
IWO
$14.5B
$1.94M 0.06%
6,055
-109
-2% -$32.9K
EMLP icon
332
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$1.94M 0.06%
50,593
-2,699
-5% -$102K
PFXF icon
333
VanEck Preferred Securities ex Financials ETF
PFXF
$2.39B
$1.93M 0.05%
108,773
+5,233
+5% +$92.4K
JVAL icon
334
JPMorgan US Value Factor ETF
JVAL
$820M
$1.92M 0.05%
40,468
-8,191
-17% -$377K
ORLY icon
335
O'Reilly Automotive
ORLY
$72.4B
$1.92M 0.05%
17,817
-1,690
-9% -$170K
FDVV icon
336
Fidelity High Dividend ETF
FDVV
$10.1B
$1.91M 0.05%
34,313
+6,145
+22% +$334K
BSCT icon
337
Invesco BulletShares 2029 Corporate Bond ETF
BSCT
$2.87B
$1.91M 0.05%
101,359
+28,345
+39% +$532K
BKLC icon
338
BNY Mellon US Large Cap Core Equity ETF
BKLC
$1.79B
$1.9M 0.05%
44,298
-330
-0.7% -$13.5K
TEM
339
Tempus AI
TEM
$7.69B
$1.89M 0.05%
23,431
-10,403
-31% -$729K
TT icon
340
Trane Technologies
TT
$106B
$1.89M 0.05%
4,478
-127
-3% -$54.3K
FE icon
341
FirstEnergy
FE
$28.9B
$1.87M 0.05%
40,815
-526
-1% -$22.5K
PDBC icon
342
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
$1.87M 0.05%
139,228
+19,893
+17% +$264K
JMTG
343
JPMorgan Mortgage-Backed Securities ETF
JMTG
$6.7B
$1.87M 0.05%
+36,623
New +$1.85M
WMB icon
344
Williams Companies
WMB
$90.5B
$1.87M 0.05%
29,454
-3,266
-10% -$192K
SBUX icon
345
Starbucks
SBUX
$118B
$1.86M 0.05%
21,959
+87
+0.4% +$7.79K
HIMS icon
346
Hims & Hers Health
HIMS
$6.5B
$1.83M 0.05%
32,261
-1,027
-3% -$52.6K
FFLG icon
347
Fidelity Fundamental Large Cap Growth ETF
FFLG
$634M
$1.83M 0.05%
61,946
+8,461
+16% +$237K
SPYM
348
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
$1.82M 0.05%
23,233
+1,470
+7% +$111K
VTR icon
349
Ventas
VTR
$48.9B
$1.82M 0.05%
25,970
+4,483
+21% +$301K
FUTY icon
350
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
$1.81M 0.05%
31,995
+1,070
+3% +$58.4K
12 13
14
15 16

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.