We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
Cap. Flow
-$1.54B
Cap. Flow %
-120.75%
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383

Top Buys

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$13.3M
2
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$4.14M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.81M
4
IOO icon
iShares Global 100 ETF
IOO
+$3.78M
5
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
+$2.03M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$96.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77.7M
3
AMZN icon
Amazon
AMZN
+$31.1M
4
MSFT icon
Microsoft
MSFT
+$30.5M
5
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
+$25.6M

Sector Composition

Rank Sector Weight
1 Technology 11.58%
2 Healthcare 4.94%
3 Consumer Discretionary 4.41%
4 Financials 4.22%
5 Industrials 3.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLR icon
326
Digital Realty Trust
DLR
$73.7B
$768K 0.06%
5,707
-7,895
-58% -$1.02M
AVDV icon
327
Avantis International Small Cap Value ETF
AVDV
$18.9B
$764K 0.06%
12,219
-13,497
-52% -$786K
MCK icon
328
McKesson
MCK
$98.5B
$759K 0.06%
1,640
-1,063
-39% -$483K
PDI icon
329
PIMCO Dynamic Income Fund
PDI
$7.4B
$758K 0.06%
42,254
-55,842
-57% -$960K
PAYX icon
330
Paychex
PAYX
$40.4B
$756K 0.06%
6,345
-3,988
-39% -$472K
BOCT icon
331
Innovator US Equity Buffer ETF October
BOCT
$283M
$752K 0.06%
19,558
+7,556
+63% +$277K
GE icon
332
GE Aerospace
GE
$367B
$752K 0.06%
7,384
-6,894
-48% -$639K
JGRO icon
333
JPMorgan Active Growth ETF
JGRO
$9.38B
$748K 0.06%
12,245
-12,388
-50% -$705K
RDVI icon
334
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.48B
$741K 0.06%
+32,112
New +$687K
STLA icon
335
Stellantis
STLA
$16.5B
$739K 0.06%
31,696
-30,583
-49% -$632K
OKE icon
336
Oneok
OKE
$58.7B
$736K 0.06%
10,474
-7,134
-41% -$478K
AMT icon
337
American Tower
AMT
$77.7B
$730K 0.06%
3,381
-4,274
-56% -$808K
VTIP icon
338
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$727K 0.06%
15,304
-9,919
-39% -$470K
VRTX icon
339
Vertex Pharmaceuticals
VRTX
$121B
$724K 0.06%
1,781
-1,061
-37% -$392K
NET icon
340
Cloudflare
NET
$93B
$724K 0.06%
8,700
+281
+3% +$19.7K
VGSH icon
341
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$720K 0.06%
12,340
-19,889
-62% -$1.15M
CARZ icon
342
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$45.6M
$719K 0.06%
12,631
-6,695
-35% -$348K
CPRT icon
343
Copart
CPRT
$25.9B
$718K 0.06%
14,654
+3,203
+28% +$151K
FDIS icon
344
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.59B
$717K 0.06%
9,086
-17,625
-66% -$1.27M
CGMS icon
345
Capital Group US Multi-Sector Income ETF
CGMS
$5.17B
$717K 0.06%
26,575
-23,098
-47% -$600K
FE icon
346
FirstEnergy
FE
$28.9B
$712K 0.06%
19,413
-26,453
-58% -$958K
BLV icon
347
Vanguard Long-Term Bond ETF
BLV
$5.75B
$708K 0.06%
9,497
-3,049
-24% -$209K
ORLY icon
348
O'Reilly Automotive
ORLY
$72.4B
$706K 0.06%
11,145
-2,220
-17% -$140K
FXN icon
349
First Trust Energy AlphaDEX Fund
FXN
$398M
$703K 0.06%
42,101
-52,913
-56% -$901K
FBCG icon
350
Fidelity Blue Chip Growth ETF
FBCG
$6.76B
$697K 0.05%
20,929
+9,333
+80% +$287K
12 13
14
15 16

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2023 Portfolio in Review

As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.

  • Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
  • Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
  • Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
  • Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
  • Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
  • Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.

Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.