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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STZ icon
326
Constellation Brands
STZ
$22.2B
$1.57M 0.06%
6,256
+127
+2% +$33.2K
AXP icon
327
American Express
AXP
$223B
$1.57M 0.06%
10,533
+21
+0.2% +$3.44K
FE icon
328
FirstEnergy
FE
$28.9B
$1.57M 0.06%
45,866
-1,177
-3% -$43.8K
DG icon
329
Dollar General
DG
$25.9B
$1.57M 0.06%
14,810
-50
-0.3% -$7.45K
ESGU icon
330
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$1.56M 0.06%
16,606
-4,969
-23% -$487K
XHB icon
331
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$1.54M 0.06%
20,090
+10,548
+111% +$857K
CEQP
332
DELISTED
Crestwood Equity Partners LP
CEQP
$1.54M 0.06%
52,502
-1,027
-2% -$28.8K
SPYM
333
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
$1.52M 0.06%
30,244
+19,656
+186% +$1.03M
TECB icon
334
iShares US Tech Breakthrough Multisector ETF
TECB
$455M
$1.52M 0.06%
41,528
-552
-1% -$21K
SKYY icon
335
First Trust Cloud Computing ETF
SKYY
$2.74B
$1.51M 0.06%
19,951
+1,630
+9% +$127K
SFL icon
336
SFL Corp
SFL
$1.59B
$1.51M 0.06%
135,603
-5,731
-4% -$59.4K
APAM icon
337
Artisan Partners
APAM
$2.79B
$1.51M 0.06%
40,279
-2,410
-6% -$93.4K
VLO icon
338
Valero Energy
VLO
$89.8B
$1.51M 0.06%
10,624
-753
-7% -$98.6K
SRPT icon
339
Sarepta Therapeutics
SRPT
$1.66B
$1.5M 0.06%
12,405
+300
+2% +$33.9K
JAAA icon
340
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$1.5M 0.06%
+29,707
New +$1.49M
AVDV icon
341
Avantis International Small Cap Value ETF
AVDV
$18.9B
$1.49M 0.06%
25,716
-17,536
-41% -$1.03M
VIGI icon
342
Vanguard International Dividend Appreciation ETF
VIGI
$8.89B
$1.48M 0.06%
20,690
-1,465
-7% -$109K
NOW icon
343
ServiceNow
NOW
$102B
$1.47M 0.06%
13,180
+1,100
+9% +$125K
AWK icon
344
American Water Works
AWK
$26.3B
$1.47M 0.06%
11,888
-172
-1% -$24.1K
MGK icon
345
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$1.47M 0.06%
32,415
-4,015
-11% -$189K
D icon
346
Dominion Energy
D
$62.5B
$1.46M 0.05%
32,791
-4,760
-13% -$236K
IWS icon
347
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$1.46M 0.05%
14,030
+917
+7% +$101K
CMI icon
348
Cummins
CMI
$91.7B
$1.46M 0.05%
6,407
+314
+5% +$75.8K
XPO icon
349
XPO
XPO
$25B
$1.46M 0.05%
19,569
-928
-5% -$64K
FCX icon
350
Freeport-McMoran
FCX
$90B
$1.46M 0.05%
39,118
-1,141
-3% -$46K
12 13
14
15 16

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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.